Melissa D. Opel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melissa D Opel was a registered financial professional .
Melissa is a previously registered financial professional and started their career in finance in 2019. Melissa had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2019 - May 18, 2023
NORTHERN CAPITAL RETIREMENT SERVICES, INC.
October 11, 2019 - May 18, 2023
NORTHERN CAPITAL MANAGEMENT, INC.
Primary Firm SEC Registration
NORTHERN CAPITAL RETIREMENT SERVICES, INC.
CRD#: 163327 / SEC#: 801-77836
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
NORTHERN CAPITAL RETIREMENT SERVICES, INC.
CRD#: 163327 / SEC#: 801-77836
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 22 |
| AUM (Assets Under Management) | $ 263,189,636 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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