Chay R. Stewart

XCEL WEALTH MANAGEMENT

Holly Hill, FL 32117

Some features on this profile are disabled

CRD#: 7148152

Professional summary

Chay Reinman Stewart is a registered financial advisor currently at XCEL WEALTH MANAGEMENT, LLC located in Holly Hill, Florida.

Chay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Chay has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STEWART PLANNING GROUP, INC; YES INVESTMENT RELATED; 298 S. NOVA RODD, H ORMOND BEACH, FL 32174; INSURANCE SALES; OWNER; START DATE 01/2000; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chay Reinman Stewart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 18, 2024 - Present

XCEL WEALTH MANAGEMENT, LLC

Office #1: 101 2nd Street Suite 402, Holly Hill, FL 32117

RIA

CRD#: 158863

Holly Hill, FL

Past

August 15, 2019 - January 18, 2024

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Ormond Beach, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

XCEL WEALTH MANAGEMENT, LLC

CRD#: 158863 / SEC#: 801-113826

RIA

Registered Investment Advisory firm - (8/13/2018 Approved)

Florida

Registered Investment Advisory firm - (9/26/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/9/2019

Uniform Investment Adviser Law Examination

Current Firm

XCEL WEALTH MANAGEMENT, LLC

CRD#: 158863 / SEC#: 801-113826

RIA

Registered Investment Advisory firm - (8/13/2018 Approved)

Florida

Registered Investment Advisory firm - (9/26/2018 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

101 2nd Street Suite 402, Holly Hill, FL 32117

Mailing Address

Phone number

(386) 872-3440

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (2/21/2025)

Regulatory assets under management

Total Number of Accounts	886
AUM (Assets Under Management)	$ 457,587,766

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Ronald Oldano

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Wesley Chapel, FL

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

Troy Davis

DAVIS CAPITAL MANAGEMENT

IAR

JACKSONVILLE, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Chay R. Stewart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chay Reinman Stewart's CRS (Customer Relationship Summary).

Certified licenses

Experience

XCEL WEALTH MANAGEMENT, LLC

AE WEALTH MANAGEMENT, LLC

Primary Firm SEC Registration

XCEL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/9/2019

Current Firm

XCEL WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

XCEL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors