AB
Allison Betts
BUCK WEALTH STRATEGIES
RIO RANCHO, NM 87124
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CRD#: 7147971
AB
Professional summary
Allison Betts is a registered financial advisor currently at BUCK WEALTH STRATEGIES, LLC located in Rio Rancho, New Mexico and MADISON AVENUE SECURITIES, LLC located in Rio Rancho, New Mexico.
Allison is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Allison has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) E.A. Buck Financial Services; 55 Merchant St. Suite 2100, Honolulu, HI 96813; Investment Related: Yes; Position: Employee; Duties: Financial Advisor - Offering Investment Advice and Insurance; Hours Per Week: 40 Hours; Start Date: 12/9/2024; 2.) E.A. Buck Insurance; 55 Merchant St. Suite 2100, Honolulu, HI 96813; Investment Related: Yes; Position: Insurance Agent; Hours Per Week: 40 Hours; Start Date: 12/9/2024; 3.) Rental Property; Arlington, MA 02474; Investment Related: No; Position: Owner of Condo; Duties: Landlord; Hours Per Week: 1 hour; Start Date: 09/2018 4.) MADISON AVENUE SECURITIES, LLC; YES INVESTMENT RELATED; 13500 EVENING CREEK DR N STE 555, SAN DIEGO, CA 92128; BROKER DEALER; REGISTERED REPRESENTATIVE; START DATE 12/2024; APPROX 160 HRS/MONTH; APPROX 160 HOURS/MONTH DURING TRADING; SECURITIES SALES AND SERVICES
CRS (Client Relationship Summary) - RIA
Click below to view Allison Betts's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 26, 2025 - Present
BUCK WEALTH STRATEGIES, LLC
Office #1: 481 Quantum Rd Ne, Rio Rancho, NM 87124RIA
CRD#: 322138
RIO RANCHO, NM
Current
December 10, 2024 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 481 Quantum Road Ne, Rio Rancho, NM 87124RIA
BD
CRD#: 23224
Rio Rancho, NM
Past
August 26, 2022 - December 11, 2024
NYLIFE SECURITIES LLC
BD
CRD#: 5167
ALBUQUERQUE, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BUCK WEALTH STRATEGIES, LLC
BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES
CRD#: 322138 / SEC#: 801-126075
RIA
Registered Investment Advisory firm - (7/12/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Mexico(12/10/2024)
IAR
New Mexico(9/26/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 8/26/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BW
BUCK WEALTH STRATEGIES, LLC
BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES
CRD#: 322138 / SEC#: 801-126075
RIA
Registered Investment Advisory firm - (7/12/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4600 S. Syracuse Street Suite 650, Denver, CO 80237
Mailing Address
Phone number
(888) 210-6567
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,982 |
| AUM (Assets Under Management) | $ 565,377,646 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/03/2024 | ||
| 01/26/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BUCK WEALTH STRATEGIES, LLC
CRD#: 322138Rio Rancho, NM 87124TRUST BUT VERIFY
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