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AB

Allison Betts

Some features on this profile are disabled
CRD#: 7147971
AB
Allison Betts

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Allison Betts was a registered financial professional .

Allison is a previously registered financial professional and started their career in finance in 2022. Allison had worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) E.A. Buck Financial Services; 55 Merchant St. Suite 2100, Honolulu, HI 96813; Investment Related: Yes; Position: Employee; Duties: Financial Advisor - Offering Investment Advice and Insurance; Hours Per Week: 40 Hours; Start Date: 12/9/2024; 2.) E.A. Buck Insurance; 55 Merchant St. Suite 2100, Honolulu, HI 96813; Investment Related: Yes; Position: Insurance Agent; Hours Per Week: 40 Hours; Start Date: 12/9/2024; 3.) Rental Property; Arlington, MA 02474; Investment Related: No; Position: Owner of Condo; Duties: Landlord; Hours Per Week: 1 hour; Start Date: 09/2018 4.) MADISON AVENUE SECURITIES, LLC; YES INVESTMENT RELATED; 13500 EVENING CREEK DR N STE 555, SAN DIEGO, CA 92128; BROKER DEALER; REGISTERED REPRESENTATIVE; START DATE 12/2024; APPROX 160 HRS/MONTH; APPROX 160 HOURS/MONTH DURING TRADING; SECURITIES SALES AND SERVICES4.) Buck Wealth Strategies; Investment Related: Yes; 55 Merchant St. Suite 2100, Honolulu, HI 96813; Nature of the Business: Registered Investment Adviser engaged in asset management services; Position: Investment Advisor Representative; 40 Hours Per Week; Start Date: 9/2025

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 26, 2025 - August 20, 2026

BUCK WEALTH STRATEGIES, LLC

RIA
CRD#: 322138
RIO RANCHO, NM
Past

December 10, 2024 - August 19, 2026

MADISON AVENUE SECURITIES, LLC

BD
CRD#: 23224
Rio Rancho, NM
Past

August 26, 2022 - December 11, 2024

NYLIFE SECURITIES LLC

BD
CRD#: 5167
ALBUQUERQUE, NM

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BUCK WEALTH STRATEGIES, LLC
BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES

CRD#: 322138 / SEC#: 801-126075

RIA
Registered Investment Advisory firm - (7/12/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 9/25/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/30/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 8/26/2022
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/21/2022
Securities Industry Essentials Examination

Current Firm

BW
BUCK WEALTH STRATEGIES, LLC
BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES

CRD#: 322138 / SEC#: 801-126075

RIA
Registered Investment Advisory firm - (7/12/2022 Approved)
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Contact information

Main Address
4600 S. Syracuse Street Suite 650, Denver, CO 80237
Mailing Address
Phone number
(888) 210-6567
Established
Firm type
Fiscal year end
# of Employees
66

SEC notice filing (31 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (8/11/2025)

Regulatory assets under management

Total Number of Accounts3,982
AUM (Assets Under Management)$ 565,377,646

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/14/2026
Cover Page
Report
12/03/2024
Cover Page
Report
01/26/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BUCK WEALTH STRATEGIES, LLC

CRD#: 322138

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