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Purevdash Buyandelger

CRD# 7147777·Registered 2020 - 2024
Previously Registered: Being a previously registered professional could mean that Purevdash is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Purevdash Buyandelger, who also goes by Dash Buyandelger, was a registered financial advisor. Purevdash was a previously registered financial professional and started their career in finance 2020 - 2024. Purevdash had worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dash Buyandelger

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years registered in the securities industry

Current & Past Employments

Past

BROADHAVEN SECURITIES LLCPast·CRD# 157804
BD
New York, NY
May 25, 2021 - January 8, 2024
INCENTRUM SECURITIES, LLCPast·CRD# 288831
BD
New York, NY
February 11, 2020 - February 23, 2020

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Current Firm

BS
BROADHAVEN SECURITIES LLC

BROADHAVEN SECURITIES LLC

CRD#: 157804 / SEC#: 8-68862
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

155 North Wacker Suite 4440, Chicago, IL 60606

Mailing Address

155 North Wacker Suite 4440, Chicago, IL 60606

Phone Number

(312) 621-9801

Established

Delaware since 04/04/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (28 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BROADHAVEN CAPITAL PARTNERS, LLCOWNER—
LOCKWOOD, MEGHAN EILEENCFO/FINOP4474368
PHILLIPS, GREGORY ALLENCEO/CCO/AMLCO/ER3269223
VON DOHLEN, GERARD NICHOLAS JR.PRINCIPAL2914891

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2020About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Feb 2020About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2019About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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