Tracy A. Townshend

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CRD#: 7147397

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Tracy Anne Townshend, who also goes by Tracy Lynn, was a registered financial professional .

Tracy is a previously registered financial professional and started their career in finance in 2019. Tracy had worked at 2 firms and has passed the Series 65 exam.

Aliases

Tracy Lynn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 15, 2026 - June 26, 2026

FAIRLEAD STRATEGIES LLC

RIA

CRD#: 341167

GREENWICH, CT

Past

October 23, 2019 - June 26, 2026

FAIRLEAD ASSET MANAGEMENT LLC

RIA

CRD#: 297384

GREENWICH, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAIRLEAD STRATEGIES LLC

CRD#: 341167 / SEC#: 801-135774

RIA

Registered Investment Advisory firm - (4/3/2026 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/23/2019

Uniform Investment Adviser Law Examination

Current Firm

FAIRLEAD STRATEGIES LLC

CRD#: 341167 / SEC#: 801-135774

RIA

Registered Investment Advisory firm - (4/3/2026 Approved)

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Contact information

Main Address

19 East Elm Street 2nd Floor, Greenwich, CT 06830

Mailing Address

Phone number

(203) 872-6500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FAIRLEAD STRATEGIES LLC - ADV PART 2A (MARCH 2026) (3/5/2026)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tracy A. Townshend

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FAIRLEAD STRATEGIES LLC

FAIRLEAD ASSET MANAGEMENT LLC

Primary Firm SEC Registration

FAIRLEAD STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/23/2019

Current Firm

FAIRLEAD STRATEGIES LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

FAIRLEAD STRATEGIES LLC

TRUST BUT VERIFY

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