OO
Oscar A. Ocampoacuna
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CRD#: 7147342
OO
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Oscar Alexander Ocampoacuna, who also goes by Oscar Alexander Ocampo Acuna, was a registered financial professional .
Oscar is a previously registered financial professional and started their career in finance in 2019. Oscar had worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 6TO exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Oscar Alexander Ocampo Acuna
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE AND INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: 1847 FINANCIAL | POSITION HELD: AGENT |ADDRESS: 1 NORTH FEDERAL HWY, SUITE 201 BOCA RATON, FL 3341847 BOCA RATON, FL 33432 | START DATE: 2/11/2022 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: INSURANCE AND INVESTMENT SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2) MORE THAN TAXES LLC | INVESTMENT RELATED: NO | DBA NAME: MORE THAN TAXES LLC | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 2054 VISTA PARKWAY SUITE 400 WEST PALM BEACH FL 33411 | START DATE: 2/11/2022 |NATURE OF ACTIVITY: TAX PREPARATION | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: STARTED TAX PREP BUSINESS 8/14/2014 DUTIES TAX CONSULTATION, E-FILING, PRINT CHECKS FOR 3RD PARTY BANK (BANK SIGNS CHECKS) AND SOFTWARE MAINTENANCE DURING TAX SEASON. (SEASONAL JANUARY - APRIL 30TH.) 3) OSCAR A OCAMPO ACUNA NOTARY | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: PROPRIETOR/OWNER |ADDRESS: 2054 VISTA PARKWAY SUITE 400 WEST PALM BEACH FL 33411 | START DATE: 2/11/2022 | NATURE OF ACTIVITY:SERVICE INDUSTRY | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: STATRED 06/23/2017 DUTIES NOTARIZATION. 4) STATEWIDE REALITY GROUP LLC | INVESTMENT RELATED: NO | DBA NAME: STATEWIDE REALITY GROUP LLC | POSITION HELD: AGENT | ADDRESS: 2054 VISTA PARKWAY SUITE 400 WEST PALM BEACH FL 33411 | START DATE: 2/11/2022 | NATURE OF ACTIVITY: SERVICE INDUSTRY | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: STARTED 5/1/21 DUTIES REAL ESTATE SALES. 5) OSCAR A OCAMPO LLC | INVESTMENT RELATED: NO | DBA NAME: OSCAR OCAMPO ACUNA LLC | POSITION HELD:PROPRIETOR/OWNER | ADDRESS: 2054 VISTA PARKWAY, SUITE 400 WEST PALM BEACH FL 33411 | START DATE: 2/11/2022 |NATURE OF ACTIVITY: REAL ESTATE SALES AGENT | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: START DATE 07/21/21 REALTOR ASSISTING BUYER AND SELLERS. 6) INSURANCE SALES | INVESTMENT RELATED: NO | DBA NAME: OCAMPO INSURANCE LLC | POSITION HELD:PROPRIETOR/OWNER | ADDRESS: 2054 VISTA PARKWAY, SUITE 400 WEST PALM BEACH FL 33411 | START DATE: 2/11/2022 |NATURE OF ACTIVITY: HEALTH INSURANCE | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: START 6/8/2020 HEALTH INSURANCE SALES AND SERVICE.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
February 23, 2022 - July 28, 2022
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
BOCA RATON, FL
Past
February 14, 2022 - July 28, 2022
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
BOCA RATON, FL
Past
May 22, 2020 - February 8, 2022
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
Boca Raton, FL
Past
August 6, 2019 - February 8, 2022
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
RIA
CRD#: 611
Boca Raton, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 6TO
Date: 2/21/2020
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
