Gail M. Gallagher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gail M Gallagher, who also goes by Gail Gallagher, Gail Marie Hedblom, was a registered financial professional .
Gail is a previously registered financial professional and started their career in finance in 1980. Gail had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2008 - January 26, 2024
LOOP CAPITAL MARKETS LLC
December 28, 1982 - December 17, 2007
J.P. MORGAN SECURITIES LLC
January 21, 1982 - August 20, 1982
MOSELEY SECURITIES CORPORATION
August 26, 1980 - December 27, 1981
M. H. NOVICK & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
