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Steven Michael Kress

CRD# 714658·Registered 1980 - 2019
Previously Registered: Being a previously registered professional could mean that Steven is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Steven Michael Kress, who also goes by Steve Kress, was a registered financial advisor. Steven was a previously registered financial professional and started their career in finance 1980 - 2019. Steven had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Steve Kress

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

MML STRATEGIC DISTRIBUTORS, LLC·CRD# 168638
BD
Encinitas, CA
February 27, 2014 - April 9, 2019
MML INVESTORS SERVICES, LLC·CRD# 10409
RIA
Encinitas, CA
March 4, 2010 - July 8, 2010
MML DISTRIBUTORS, LLC·CRD# 38030
BD
Encinitas, CA
March 4, 2010 - April 9, 2014
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Encinitas, CA
March 4, 2010 - April 9, 2019
AST INVESTMENT SERVICES, INC.·CRD# 108897
RIA
Shelton, CT
August 15, 2006 - January 13, 2010
AMERICAN SKANDIA ADVISORY SERVICES, INC.·CRD# 109211
RIA
Shelton, CT
January 12, 2004 - March 25, 2004
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC·CRD# 21570
BD
Encinitas, CA
June 13, 2003 - January 13, 2010
PRUCO SECURITIES, LLC.·CRD# 5685
RIA
Newark, NJ
February 10, 2003 - December 31, 2003
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
December 13, 2002 - June 13, 2003
PGIM INVESTMENTS LLC·CRD# 105670
RIA
Woodland Hills , CA
October 10, 2000 - January 21, 2003
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC·CRD# 18353
BD
Newark, NJ
January 1, 1997 - December 13, 2002
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA·CRD# 680
BD
Newark, NJ
February 5, 1994 - May 22, 1996
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
February 5, 1994 - January 1, 1997
PRUDENTIAL MUTUAL FUND DISTRIBUTORS, INC.·CRD# 21215
BD
March 11, 1993 - October 4, 1995
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
February 15, 1989 - March 25, 1993
DELAWARE DISTRIBUTORS, L.P.·CRD# 14232
BD
November 20, 1986 - January 3, 1989
METLIFE INVESTORS DISTRIBUTION COMPANY·CRD# 6695
BD
January 18, 1985 - December 2, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
December 21, 1983 - December 28, 1984
METLIFE INVESTORS DISTRIBUTION COMPANY·CRD# 6695
BD
August 25, 1980 - December 2, 1986

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Current Firm

MS
MML STRATEGIC DISTRIBUTORS, LLC

MML STRATEGIC DISTRIBUTORS, LLC

CRD#: 168638 / SEC#: 8-69322
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

1295 State Street, Springfield, MA 01111-0001

Mailing Address

1295 State Street, Springfield, MA 01111-0001

Phone Number

(413) 744-4528

Established

Delaware since 06/07/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANYMEMBER—
BAGGETTA, VINCENT COSIMOCHIEF RISK OFFICER2431743
BLUE, DOMINICDIRECTOR7323924
CRADDOCK, GEOFFREYDIRECTOR1444771
DIGANGI, MATTHEW TCHIEF EXECUTIVE OFFICER AND PRESIDENT3229894
DUCH III, EDWARD KARLCHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT4808341
GIARDIELLO, GREGORY JOSEPHDIRECTOR8256045
PUHALA, JAMESVICE PRESIDENT AND CHIEF COMPLIANCE OFFICER5290483
RISPOLI, FRANK JOSEPHCHIEF FINANCIAL OFFICER AND TREASURER4364402

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1983About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Aug 1980

Series 24 — General Securities Principal Examination

Passed Aug 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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