Steven M. Kress
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Michael Kress, who also goes by Steve Kress, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1980. Steven had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2014 - April 9, 2019
MML STRATEGIC DISTRIBUTORS, LLC
March 4, 2010 - July 8, 2010
MML INVESTORS SERVICES, LLC
March 4, 2010 - April 9, 2014
MML DISTRIBUTORS, LLC
March 4, 2010 - April 9, 2019
MML INVESTORS SERVICES, LLC
August 15, 2006 - January 13, 2010
AST INVESTMENT SERVICES, INC.
January 12, 2004 - March 25, 2004
AMERICAN SKANDIA ADVISORY SERVICES, INC.
June 13, 2003 - January 13, 2010
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
February 10, 2003 - December 31, 2003
PRUCO SECURITIES, LLC.
December 13, 2002 - June 13, 2003
PRUCO SECURITIES, LLC.
October 10, 2000 - January 21, 2003
PGIM INVESTMENTS LLC
January 1, 1997 - December 13, 2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
February 5, 1994 - May 22, 1996
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
February 5, 1994 - January 1, 1997
PRUCO SECURITIES, LLC.
March 11, 1993 - October 4, 1995
PRUDENTIAL MUTUAL FUND DISTRIBUTORS, INC.
February 15, 1989 - March 25, 1993
PRUDENTIAL EQUITY GROUP, LLC
November 20, 1986 - January 3, 1989
DELAWARE DISTRIBUTORS, L.P.
January 18, 1985 - December 2, 1986
METLIFE INVESTORS DISTRIBUTION COMPANY
December 21, 1983 - December 28, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 25, 1980 - December 2, 1986
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/11/1980
Registered Representative ExaminationCurrent Firm
MML STRATEGIC DISTRIBUTORS, LLC
CRD#: 168638 / SEC#: , 8-69322
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | MEMBER | |
| BAGGETTA, VINCENT COSIMO | CHIEF RISK OFFICER | 2431743 |
| BLUE, DOMINIC | DIRECTOR | 7323924 |
| CRADDOCK, GEOFFREY | DIRECTOR | 1444771 |
| DIGANGI, MATTHEW T | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 3229894 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| PUHALA, JAMES | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5290483 |
| REILLY, JENNIFER RHODES | DIRECTOR | 3243154 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
