Jose M. Del Vecchio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jose M Del Vecchio, who also goes by Jose Maria Delvecchio, was a registered financial professional .
Jose is a previously registered financial professional and started their career in finance in 2001. Jose had worked at 3 firms and has passed the Series 66, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2009 - December 3, 2012
STANCHART SECURITIES INTERNATIONAL, INC.
September 7, 2006 - April 27, 2009
TRUIST INVESTMENT SERVICES, INC.
September 4, 2006 - April 27, 2009
TRUIST INVESTMENT SERVICES, INC.
May 3, 2001 - January 6, 2004
COUTTS SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/16/1980
Registered Representative ExaminationCurrent Firm
STANCHART SECURITIES INTERNATIONAL, INC.
CRD#: 145126 / SEC#: , 8-67709
Contact information
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
