Jonathon E. Fassett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathon Edward Fassett, who also goes by Jonathon Fassett, was a registered financial professional .
Jonathon is a previously registered financial professional and started their career in finance in 2019. Jonathon had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2021 - November 18, 2022
SURIENCE PRIVATE WEALTH LLC
September 20, 2019 - June 22, 2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 19, 2019 - June 22, 2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Primary Firm SEC Registration
SURIENCE PRIVATE WEALTH LLC
CRD#: 313055 / SEC#: 801-120656
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 8/17/2019
General Securities Representative ExaminationCurrent Firm
SURIENCE PRIVATE WEALTH LLC
CRD#: 313055 / SEC#: 801-120656
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 334 |
| AUM (Assets Under Management) | $ 125,311,904 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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