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TR

Thomas Richards

W CAMPION CAPITAL LLC
Miami, FL 33127
Some features on this profile are disabled
CRD#: 7146028
TR

Professional summary

Thomas Richards, who also goes by Thomas William Ross Richards, Tom Richards, is a registered financial professional currently at W CAMPION CAPITAL LLC located in Miami, Florida.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2019. Thomas has worked at 1 firm and has passed the Series 63, Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Thomas William Ross Richards | Tom Richards

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Richards's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 7, 2019 - Present

W CAMPION CAPITAL LLC

Office #1: 3401 N Miami Avenue Suite 230, Miami, FL 33127
BD
CRD#: 171277
Miami, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(10/30/2019)
RR
Connecticut
(10/30/2019)
RR
District of Columbia
(10/7/2019)
RR
Florida
(10/7/2019)
RR
Georgia
(10/30/2019)
RR
Massachusetts
(10/30/2019)
RR
New York
(10/30/2019)
RR
North Carolina
(10/30/2019)
RR
Oregon
(10/30/2019)
RR
Pennsylvania
(10/30/2019)
RR
South Carolina
(10/30/2019)
RR
Tennessee
(10/30/2019)
RR
Texas
(10/30/2019)
RR
Virginia
(10/30/2019)
RR
Washington
(10/30/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 10/30/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/10/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/10/2019
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/19/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

WC
W CAMPION CAPITAL LLC
W CAMPION CAPITAL LLC

CRD#: 171277 / SEC#: , 8-69453

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
3401 N Miami Avenue Suite 230, Miami, FL 33127
Mailing Address
3401 N Miami Avenue Suite 230, Miami, FL 33127
Phone number
(305) 440-4274
Established
Delaware since 01/31/2014
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CAMPION CAPITAL LTDMEMBER
BRADLEY-NORMAN, EDWARDMANAGER6323329
COSTENBADER, WALTER RUSSELLFINOP / CFO1828345
RAWDON-JONES, NICHOLAS DAVIDOWNER/DIRECTOR/PRESIDENT/CCO/ AML SUPERVISOR6421222

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

W CAMPION CAPITAL LLC

CRD#: 171277Miami, FL 33127

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