AM
Adam Morris
WESBANCO SECURITIES
Huntington, WV 25705
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CRD#: 7145749
AM
Professional summary
Adam Morris, who also goes by Adam Michael Morris, is a registered financial advisor currently at WESBANCO SECURITIES, INC. located in Huntington, West Virginia.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Adam has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam Michael Morris
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Morris's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Adam Morris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 10, 2022 - Present
WESBANCO SECURITIES, INC.
Office #1: 4138 Us Route 60, Huntington, WV 25705Office #2: 311 S 5th St, Ironton, OH 45638Office #3: 500 3rd Ave, Gallipolis, OH 45631Office #4: 307 State Street, Proctorville, OH 45669Office #5: 300 E. Main St., Jackson, OH 45640Office #6: 901 Lee Street, East Suite 110, Charleston, WV 25301Office #7: 4650 First Avenue, Nitro, WV 25143Office #8: 6409 Sissonville Dr, Sissonville, WV 25320Office #9: 823 Eighth Street, Huntington, WV 25701RIA
BD
CRD#: 43276
Huntington, WV
Current
June 8, 2022 - Present
WESBANCO SECURITIES, INC.
Office #1: 4138 Us Route 60, Huntington, WV 25705Office #2: 311 S 5th St, Ironton, OH 45638Office #3: 500 3rd Ave, Gallipolis, OH 45631Office #4: 307 State Street, Proctorville, OH 45669Office #5: 300 E. Main St., Jackson, OH 45640Office #6: 901 Lee Street, East Suite 110, Charleston, WV 25301Office #7: 4650 First Avenue, Nitro, WV 25143Office #8: 6409 Sissonville Dr, Sissonville, WV 25320Office #9: 823 Eighth Street, Huntington, WV 25701RIA
BD
CRD#: 43276
Huntington, WV
Past
January 28, 2020 - March 5, 2021
EDWARD JONES
RIA
CRD#: 250
ONA, WV
Past
September 27, 2019 - March 5, 2021
EDWARD JONES
BD
CRD#: 250
ONA, WV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WS
WESBANCO SECURITIES, INC.
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
CRD#: 43276 / SEC#: 801-119845, 8-50220
RIA
Registered Investment Advisory firm - SEC (12/8/2020 Approved)Indiana
Registered Investment Advisory firm - SEC (1/8/2021 Terminated)Kentucky
Registered Investment Advisory firm - SEC (12/22/2020 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)West Virginia
Registered Investment Advisory firm - SEC (12/31/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/31/2025)
IAR
Florida(8/1/2025)
RR
Kentucky(8/16/2023)
IAR
Kentucky(9/25/2023)
RR
Ohio(8/16/2023)
IAR
Ohio(9/21/2023)
RR
South Carolina(1/17/2025)
RR
West Virginia(6/8/2022)
IAR
West Virginia(6/10/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/27/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WS
WESBANCO SECURITIES, INC.
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
CRD#: 43276 / SEC#: 801-119845, 8-50220
RIA
Registered Investment Advisory firm - SEC (12/8/2020 Approved)Indiana
Registered Investment Advisory firm - SEC (1/8/2021 Terminated)Kentucky
Registered Investment Advisory firm - SEC (12/22/2020 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)West Virginia
Registered Investment Advisory firm - SEC (12/31/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
135 West Main St, St Clairsville, OH 43950
Mailing Address
1 Bank Plaza, Wheeling, WV 26003
Phone number
(304) 905-7215
Established
Ohio since 10/03/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
100
SEC notice filing (25 States and Territories)
FINRA licenses (28 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WESBANCO INC. | OWNER | |
| CONNER, JAMES LEROY | FINOP | 5339285 |
| GARDILL, JAMES C | COUNSEL | |
| JACKSON, JEFF | DIRECTOR | 7692472 |
| LOVE, SCOTT ALAN | DIRECTOR | 2854247 |
| LUZAR, JAY MICHAEL | DIRECTOR | |
| PERKINS, MICHAEL L | DIRECTOR | 7531438 |
| STAVSKY, LISA FINKELSTEIN | DIRECTOR - MANAGING DIRECTOR/PRESIDENT/CEO | 1749197 |
| WILSON, ROSE LYNN | CCO, MANAGING DIRECTOR OF COMPLIANCE & DIRECTOR | 4072715 |
| ZATTA, JAY | DIRECTOR | 7693273 |
Regulatory assets under management
| Total Number of Accounts | 850 |
| AUM (Assets Under Management) | $ 166,458,070 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WESBANCO SECURITIES, INC.
CRD#: 43276Huntington, WV 25705TRUST BUT VERIFY
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