Qian Yu

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Disclosures on record.

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Years of Experience

7 years registered in the securities industry

Current & Past Employments

Current

HRT FINANCIAL LPCurrent·CRD# 152144

BD

Ocean Financial Centre 10 Collyer Quay, #06-07/10, Singapore 049315

October 18, 2019 - Present

HRT EXECUTION SERVICES LLCCurrent·CRD# 128491

BD

3 World Trade Center 175 Greenwich St 76th Floor, New York, NY, 10007

October 18, 2019 - Present

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Current Firm

HE

HRT EXECUTION SERVICES LLC

HRT EXECUTION SERVICES LLC | SUN TRADING LLC

CRD#: 128491 / SEC#: 8-66143

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

3 World Trade Center 175 Greenwich St 76th Floor, New York, NY, 10007

Mailing Address

3 World Trade Center 175 Greenwich St 76th Floor, New York, NY, 10007

Phone Number

(212) 293-1444

Established

Illinois since 04/24/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
SUN HOLDINGS LLC	OWNER OF HRT EXECUTION SERVICES LLC	—
ALCALA, MIKAELA	AML COMPLIANCE OFFICER	7523021
BLOCK, NACHSHON M	CHIEF FINANCIAL OFFICER	7192815
CARROLL, JASON EASTWICK	MANAGING MEMBER	5173598
JUSTINI, PETER THOMAS	FINOP	2097898
KEEL, JOHN MATTHEW	CHIEF COMPLIANCE OFFICER	4189740
MAHONEY, JOSEPH	HEAD OF SALES	5030145
NUNES, ADAM SETH	CHIEF EXECUTIVE OFFICER	5246806
O'DONNELL, PAUL ANTHONY	CHIEF OPERATING OFFICER	4493148

Disclosures

Regulatory Event

9

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.