Chloe S. Barroukh

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CRD#: 7145236

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Chloe S Barroukh, who also goes by Chloe Sara Barroukh, was a registered financial professional .

Chloe is a previously registered financial professional and started their career in finance in 2019. Chloe had worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Chloe Sara Barroukh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Entity Name: Bonne Nuit Pottery Investment related: No Address: Marina Del Rey, CA Nature of the other business: Creates and sells hand made ceramics. Position/Title/Relationship: Owner Start Date: 04-Feb-2020 Approximate # of hours a month: 15 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Create, sell, and manage artwork.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 2, 2024 - June 25, 2025

THE ZILLENNIAL ADVISORS

RIA

CRD#: 324808

Los Angeles, CA

Past

November 29, 2021 - March 1, 2023

ALIGN IMPACT, LLC

RIA

CRD#: 176516

SANTA MONICA, CA

Past

August 13, 2019 - February 24, 2021

J.P. MORGAN SECURITIES LLC

CRD#: 79

Miami, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE ZILLENNIAL ADVISORS

THE ZILLENIAL ADVISORS LLC | THE ZILLENNIAL ADVISORS

CRD#: 324808 / SEC#: 801-133744

RIA

Registered Investment Advisory firm - (6/23/2025 Approved)

New York

Registered Investment Advisory firm - (6/25/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/16/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/7/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/6/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/6/2019

Securities Industry Essentials Examination

Current Firm

THE ZILLENNIAL ADVISORS

THE ZILLENIAL ADVISORS LLC | THE ZILLENNIAL ADVISORS

CRD#: 324808 / SEC#: 801-133744

RIA

Registered Investment Advisory firm - (6/23/2025 Approved)

New York

Registered Investment Advisory firm - (6/25/2025 Terminated)

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Contact information

Main Address

418 Broadway 4506, Albany, NY 12207

Mailing Address

Phone number

(909) 775-9631

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE ZILLENIAL ADVISORS, LLC (7/26/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Chloe S. Barroukh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THE ZILLENNIAL ADVISORS

ALIGN IMPACT, LLC

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

THE ZILLENNIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/16/2021

Series 63

Date: 9/7/2019

Series 7TO

Date: 7/6/2023

SIE

Date: 8/6/2019

Current Firm

THE ZILLENNIAL ADVISORS

Contact information

Documents

Part 2 Brochures

Red Flags

Company Information

THE ZILLENNIAL ADVISORS

TRUST BUT VERIFY

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