Benjamin D. Wheeler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin David Wheeler, who also goes by Benjamin D Wheeler, Benjamin Wheeler, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2019. Benjamin had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2021 - March 7, 2022
EVERSOURCE WEALTH ADVISORS, LLC
September 24, 2019 - March 12, 2021
VALIC FINANCIAL ADVISORS, INC.
August 29, 2019 - March 12, 2021
VALIC FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
EVERSOURCE WEALTH ADVISORS, LLC
CRD#: 286340 / SEC#: 801-119192
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/29/2019
General Securities Representative ExaminationCurrent Firm
EVERSOURCE WEALTH ADVISORS, LLC
CRD#: 286340 / SEC#: 801-119192
Contact information
SEC notice filing (42 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,633 |
| AUM (Assets Under Management) | $ 3,954,297,526 |
Red Flags
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