Evan L. Larsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Evan Lawrence Larsen, who also goes by Evan Lawrence Larsen, Evan L Larsen, Evan Larsen, was a registered financial professional .
Evan is a previously registered financial professional and started their career in finance in 2019. Evan had worked at 5 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2024 - October 3, 2025
BLUE OCEAN ATS
May 31, 2022 - November 20, 2023
FUTU CLEARING INC
July 9, 2021 - June 14, 2022
ROBINHOOD FINANCIAL, LLC
February 19, 2021 - June 30, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 19, 2019 - November 13, 2020
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/1/2021
General Securities Representative ExaminationSeries 6TO
Date: 8/19/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
BLUE OCEAN ATS
CRD#: 306512 / SEC#: , 8-70452
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLUE OCEAN TECHNOLOGIES, LLC | MANAGING MEMBER | |
| BEATON, DANIEL STEWART | REGISTERED FINANCIAL PRINCIPAL | 4240769 |
| BROWN, JASON MATTHEW | HEAD OF SALES AND ATS OPERATIONS | 2334010 |
| HYNDMAN, BRIAN KEITH | PRESIDENT & CEO | 2281837 |
| MEADE, CHRISTOPHER HILARY | CHIEF COMPLIANCE OFFICER | 2629159 |
| WISHIK, EDWARD | CHIEF FINANCIAL OFFICER | 2264777 |
Red Flags
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