Rebecca K. Tipp
Professional summary
Rebecca Kathleen Shaw Tipp, CFP®, who also goes by Rebecca Kathleen Shaw, Rebecca Kathleen Shaw Tipp, is a registered financial advisor currently at SERENUS WEALTH ADVISORS, LLC located in Santa Monica, California.
Rebecca is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Rebecca has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rebecca Kathleen Shaw Tipp's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2022
Experience
July 15, 2024 - Present
SERENUS WEALTH ADVISORS, LLC
Office #1: 1299 Ocean Ave Suite 710, Santa Monica, CA 90401May 4, 2022 - August 12, 2024
CERTUITY, LLC
October 7, 2019 - March 1, 2022
SANFORD C. BERNSTEIN & CO., LLC
Primary Firm SEC Registration
SERENUS WEALTH ADVISORS, LLC
CRD#: 332034 / SEC#: 801-130660
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/15/2024)
(7/15/2024)
Exams
Series 7TO
Date: 10/7/2019
General Securities Representative ExaminationCurrent Firm
SERENUS WEALTH ADVISORS, LLC
CRD#: 332034 / SEC#: 801-130660
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,354 |
| AUM (Assets Under Management) | $ 1,322,601,882 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/26/2025 |
Red Flags
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