AC
Alyssa A. Choo
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
New York, NY 10281
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CRD#: 7144851
AC
Professional summary
Alyssa Andrienna Yi Choo, who also goes by Alyssa Choo, is a registered financial professional currently at BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC located in New York, New York.
Alyssa is registered as a RR (Registered Representative) and started their career in finance in 2020. Alyssa has worked at 2 firms and has passed the Series 63, Series 7TO, Series 86, Series 87 and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Alyssa Choo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Alyssa Andrienna Yi Choo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 9, 2024 - Present
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
Office #1: 225 Liberty Street 35th Floor, New York, NY 10281BD
CRD#: 313390
New York, NY
Past
October 9, 2020 - June 1, 2022
BOFA SECURITIES, INC.
BD
CRD#: 283942
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/30/2025)
RR
Alaska(1/30/2025)
RR
Arizona(1/30/2025)
RR
Arkansas(1/30/2025)
RR
California(1/30/2025)
RR
Colorado(1/30/2025)
RR
Connecticut(1/30/2025)
RR
Delaware(1/30/2025)
RR
District of Columbia(1/30/2025)
RR
Florida(1/30/2025)
RR
Georgia(1/30/2025)
RR
Hawaii(1/30/2025)
RR
Idaho(1/30/2025)
RR
Illinois(1/30/2025)
RR
Indiana(1/30/2025)
RR
Iowa(1/30/2025)
RR
Kansas(1/30/2025)
RR
Kentucky(1/30/2025)
RR
Louisiana(1/30/2025)
RR
Maine(1/30/2025)
RR
Maryland(1/30/2025)
RR
Massachusetts(1/30/2025)
RR
Michigan(1/30/2025)
RR
Minnesota(1/30/2025)
RR
Mississippi(1/30/2025)
RR
Missouri(1/30/2025)
RR
Montana(1/30/2025)
RR
Nebraska(1/30/2025)
RR
Nevada(1/30/2025)
RR
New Hampshire(1/30/2025)
RR
New Jersey(1/30/2025)
RR
New Mexico(1/30/2025)
RR
New York(12/10/2024)
RR
North Carolina(1/31/2025)
RR
North Dakota(1/30/2025)
RR
Ohio(1/30/2025)
RR
Oklahoma(1/30/2025)
RR
Oregon(1/30/2025)
RR
Pennsylvania(1/30/2025)
RR
Rhode Island(1/30/2025)
RR
South Carolina(1/30/2025)
RR
South Dakota(1/30/2025)
RR
Tennessee(1/30/2025)
RR
Texas(1/30/2025)
RR
Utah(1/30/2025)
RR
Vermont(1/30/2025)
RR
Virginia(1/30/2025)
RR
Washington(1/30/2025)
RR
West Virginia(1/30/2025)
RR
Wisconsin(1/30/2025)
RR
Wyoming(1/30/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/9/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BO
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
BROOKFIELD OAKTREE DISTRIBUTORS LLC | BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC | BROOKFIELD OAKTREE WEALTH MANAGEMENT SOLUTIONS LLC
CRD#: 313390 / SEC#: , 8-70722
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
225 Liberty Street 35th Floor, New York, NY 10281
Mailing Address
250 Vesey Street 15th Floor, New York, NY 10281
Phone number
(212) 549-8380
Established
Delaware since 02/04/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
