Michael B. Doyle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Buckley Doyle was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1980. Michael had worked at 6 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 1989 - August 2, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
December 5, 1989 - August 2, 1990
PRUCO SECURITIES, LLC.
January 1, 1989 - April 27, 1989
NYLIFE SECURITIES LLC
October 10, 1986 - February 25, 1987
MONARCH SECURITIES, INC.
October 20, 1980 - September 27, 1988
EQUITABLE ADVISORS, LLC
August 25, 1980 - September 27, 1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/14/1980
Registered Representative ExaminationCurrent Firm
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
CRD#: 680 / SEC#: 801-12484, 8-13881
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
