Jefferson R. Wang

GORDON OAK FINANCIAL

Plano, TX 75024

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CRD#: 7144199

Professional summary

Jefferson Roy Wang, CFP® is a registered financial advisor currently at GORDON OAK FINANCIAL, LLC located in Plano, Texas.

Jefferson is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Jefferson has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Jefferson Roy Wang is an accountant.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jefferson Roy Wang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

January 5, 2021 - Present

GORDON OAK FINANCIAL, LLC

Office #1: 6010 W. Spring Creek Pkwy, Plano, TX 75024

RIA

CRD#: 310697

Plano, TX

Past

June 26, 2019 - January 15, 2021

CAIN, WATTERS & ASSOCIATES, LLC

RIA

CRD#: 111521

PLANO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/19/2022)

IAR

Texas
(1/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/19/2019

Uniform Investment Adviser Law Examination

Current Firm

GORDON OAK FINANCIAL, LLC

CRD#: 310697 / SEC#:

New York

Registered Investment Advisory firm - (9/19/2022 Approved)

Texas

Registered Investment Advisory firm - (1/5/2021 Approved)

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Contact information

Main Address

6010 W. Spring Creek Pkwy, Plano, TX 75024

Mailing Address

Phone number

(214) 326-0820

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jefferson R. Wang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jefferson Roy Wang's CRS (Customer Relationship Summary).

Certified licenses

Experience

GORDON OAK FINANCIAL, LLC

CAIN, WATTERS & ASSOCIATES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/19/2019

Current Firm

GORDON OAK FINANCIAL, LLC

Contact information

Documents

Red Flags

Company Information

GORDON OAK FINANCIAL, LLC

TRUST BUT VERIFY

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