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Sandra Ann Hunger

CRD# 714397·Registered 1980 - 2001
Previously Registered: Being a previously registered professional could mean that Sandra is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Sandra Ann Hunger, who also goes by Sandra Ann Berrier, Sandra A Hunger, Sandra Ann Puchtel, Sandra Ann Puchtelberrier, Sandy Puchtelberrier, Sandra Ann Soderberg, Sandra A Wyville, Sandra Ann Wyville, was a registered financial advisor. Sandra was a previously registered financial professional and started their career in finance 1980 - 2001. Sandra had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sandra Ann Berrier, Sandra A Hunger, Sandra Ann Puchtel, Sandra Ann Puchtelberrier, Sandy Puchtelberrier, Sandra Ann Soderberg, Sandra A Wyville, Sandra Ann Wyville

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

MONY SECURITIES CORPORATION·CRD# 4386
BD
New York, NY
February 9, 2001 - August 15, 2001
E-INVEST, INC.·CRD# 18298
BD
San Francisco, CA
May 8, 1997 - June 9, 2000
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
July 31, 1993 - April 10, 1997
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
May 29, 1992 - July 31, 1993
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
July 31, 1984 - May 6, 1992
MORGAN STANLEY DW INC.·CRD# 7556
BD
January 21, 1981 - August 22, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
August 22, 1980 - February 16, 1981

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Current Firm

MS
MONY SECURITIES CORPORATION

MONY SALES, INC. | MONY SECURITIES CORPORATION | MONY SECURITIES CORP.

CRD#: 4386 / SEC#: 8-15287
BD
Terminated by SEC on 02/19/2006

Contact Information

Established

New York since 09/24/1969

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MONY FINANCIAL SERVICES, INC.SHAREHOLDER—
BLITZ, HARVEY EUGENEDIRECTOR—
COOLEY, JILL DIANECHIEF OPERATING OFFICER; DIRECTOR4251752
DANE, EDWARD HAMBLETONPRESIDENT; DIRECTOR2261769
DZIADZIO, RICHARDDIRECTOR4362519
GODOFSKY, MARK DAVIDFINANCIAL PRINCIPAL2882741
JONES, ROBERT SEYMOUR JRDIRECTOR261712
ODONNELL, LESLIE TANNERAML COMPLIANCE OFFICER2189109
OLSON, ANTHONY PAULCHIEF COMPLIANCE OFFICER801048
WRIGHT, ROBERT OAKLEY JRCHAIRMAN OF THE BOARD; DIRECTOR1620043

Disclosures

Regulatory Event

8

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1981About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1980About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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