Sandra A. Hunger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Ann Hunger, who also goes by Sandra Ann Berrier, Sandra A Hunger, Sandra Ann Puchtel, Sandra Ann Puchtelberrier, Sandy Puchtelberrier, Sandra Ann Soderberg, Sandra A Wyville, Sandra Ann Wyville, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 1980. Sandra had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2001 - August 15, 2001
MONY SECURITIES CORPORATION
May 8, 1997 - June 9, 2000
E-INVEST, INC.
July 31, 1993 - April 10, 1997
CITIGROUP GLOBAL MARKETS INC.
May 29, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
July 31, 1984 - May 6, 1992
PRUDENTIAL EQUITY GROUP, LLC
January 21, 1981 - August 22, 1984
MORGAN STANLEY DW INC.
August 22, 1980 - February 16, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MONY SECURITIES CORPORATION
CRD#: 4386 / SEC#: , 8-15287
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONY FINANCIAL SERVICES, INC. | SHAREHOLDER | |
| BLITZ, HARVEY EUGENE | DIRECTOR | |
| COOLEY, JILL DIANE | CHIEF OPERATING OFFICER; DIRECTOR | 4251752 |
| DANE, EDWARD HAMBLETON | PRESIDENT; DIRECTOR | 2261769 |
| DZIADZIO, RICHARD | DIRECTOR | 4362519 |
| GODOFSKY, MARK DAVID | FINANCIAL PRINCIPAL | 2882741 |
| JONES, ROBERT SEYMOUR JR | DIRECTOR | 261712 |
| ODONNELL, LESLIE TANNER | AML COMPLIANCE OFFICER | 2189109 |
| OLSON, ANTHONY PAUL | CHIEF COMPLIANCE OFFICER | 801048 |
| WRIGHT, ROBERT OAKLEY JR | CHAIRMAN OF THE BOARD; DIRECTOR | 1620043 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
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