Thomas Houston

HARVEST ADVISORS

CANTON, OH 44718

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CRD#: 7143960

Professional summary

Thomas Houston is a registered financial advisor currently at HARVEST ADVISORS, LLC located in Canton, Ohio.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Thomas has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Houston's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2021 - Present

HARVEST ADVISORS, LLC

Office #1: 4942 Higbee Ave Nw Suite A, Canton, OH 44718

RIA

CRD#: 120614

CANTON, OH

Past

October 23, 2020 - September 16, 2021

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

CANTON, OH

Past

September 15, 2020 - September 16, 2021

PARK AVENUE SECURITIES LLC

CRD#: 46173

CANTON, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(11/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/21/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/20/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 9/15/2020

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 7/24/2020

Securities Industry Essentials Examination

Current Firm

HARVEST ADVISORS, LLC

CLIFFORD & ASSOCIATES | STEVEN DALE CLIFFORD | SHARE THE HARVEST PARTNERS, LLC | S D CLIFFORD ADVISORS, LLC | HARVEST ADVISORS, LLC

CRD#: 120614 / SEC#:

Ohio

Registered Investment Advisory firm - (12/22/1999 Approved)

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Contact information

Main Address

4942 Higbee Ave Nw Suite A, Canton, OH 44718

Mailing Address

Phone number

(330) 493-1814

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	217
AUM (Assets Under Management)	$ 30,213,728

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas Houston

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Houston's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARVEST ADVISORS, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/21/2021

Series 63

Date: 10/20/2020

Series 6TO

Date: 9/15/2020

SIE

Date: 7/24/2020

Current Firm

HARVEST ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HARVEST ADVISORS, LLC

TRUST BUT VERIFY

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