WS
William E. Sandberg
PROMONTORY FINANCIAL PLANNING
Farmington, UT
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CRD#: 7143826
WS
Professional summary
William Elton Sandberg is a registered financial advisor currently at PROMONTORY FINANCIAL PLANNING, LLC located in Farmington, Utah.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. William has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 2018-Present: Sand Sure Agency, LLC/Insurance Related/Kaysville, UT/Managing Principal/Insurance Agency/ Managing Principal in charge of marketing and product design for insurance agency offering funeral insurance policies./Involves two percent time each month, after traditional business hours.//(2) 2016-Present: Flint Meadow Realty LLC/Not Investment Related/Kaysville, UT/Real Estate Agency/Agent/Licensed real estate agent whom provides other agents with leads and prospects in exchange for referral fees./Involves five percent or less time, after traditional business hours.//(3) 2015-Present: Wily Holdings, LLC/Not Investment Related/Kaysvile, UT/Real Estate Holding Company/Managing Principal/Managing Principal on Real Estate Held by Wily Holdings./Involves five percent time each month, after traditional business hours.//(4) 2010-Present: Hill Top Apartments LLC/Not Investment Related/Kaysville, UT/Real Estate Holding Company/Managing Principal/Managing Principal of Real Estate assets Held by Hilltop Apartments Holdings./Involves one percent time each month, after traditional business hours.//(5) 2007-Present: Fortified Benefits LLC, DBA Utah Senior Planning/Insurance Related/Kaysville, UT/Insurance Agency/Managing Principal/Managing Principal and President of Utah Senior Planning which company engages in the sale of Medicare Insurance as well as advocate services and assistance with applications for public benefits./Involves 25% time each month, including during traditional business hours.//
CRS (Client Relationship Summary) - RIA
Click below to view William Elton Sandberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 30, 2020 - Present
PROMONTORY FINANCIAL PLANNING, LLC
RIA
CRD#: 153666
Farmington, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PROMONTORY FINANCIAL PLANNING, LLC
GOAR FINANCIAL SERVICES | PROMONTORY FINANCIAL PLANNING, LLC | PROMONTORY FINANCIAL PLANNIG, LLC | PREMIER FINANCIAL PLANNING
CRD#: 153666 / SEC#: 801-114494
RIA
Registered Investment Advisory firm - (1/28/2019 Approved)Arizona
Registered Investment Advisory firm - (2/1/2019 Terminated)California
Registered Investment Advisory firm - (4/10/2019 Terminated)Colorado
Registered Investment Advisory firm - (2/12/2019 Terminated)Idaho
Registered Investment Advisory firm - (2/1/2019 Terminated)Utah
Registered Investment Advisory firm - (2/4/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(3/30/2020)
Current Firm
PF
PROMONTORY FINANCIAL PLANNING, LLC
GOAR FINANCIAL SERVICES | PROMONTORY FINANCIAL PLANNING, LLC | PROMONTORY FINANCIAL PLANNIG, LLC | PREMIER FINANCIAL PLANNING
CRD#: 153666 / SEC#: 801-114494
RIA
Registered Investment Advisory firm - (1/28/2019 Approved)Arizona
Registered Investment Advisory firm - (2/1/2019 Terminated)California
Registered Investment Advisory firm - (4/10/2019 Terminated)Colorado
Registered Investment Advisory firm - (2/12/2019 Terminated)Idaho
Registered Investment Advisory firm - (2/1/2019 Terminated)Utah
Registered Investment Advisory firm - (2/4/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Farmington, UT
Mailing Address
Phone number
(801) 513-2545
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 570 |
| AUM (Assets Under Management) | $ 280,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
