Richard D. Chema
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Douglas Chema was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1980. Richard had worked at 8 firms and has passed the Series 63, Series 5, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 1994 - December 3, 1998
FIRST POTOMAC INVESTMENT SERVICES, INC.
May 18, 1989 - April 14, 1992
GROVE POINT INVESTMENTS, LLC
April 4, 1988 - April 25, 1989
CAREY JAMISON & COMPANY
October 22, 1986 - December 15, 1987
FIRST POTOMAC SECURITIES CORPORATION
October 16, 1984 - September 29, 1986
VOSS & CO., INC.
July 18, 1983 - September 20, 1984
KUHNS BROTHERS & LAIDLAW, INC.
January 10, 1983 - June 16, 1983
RICHARDSON GREENSHIELDS SECURITIES INC.
August 20, 1980 - October 28, 1982
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/20/1981
Interest Rate Options ExaminationCurrent Firm
FIRST POTOMAC INVESTMENT SERVICES, INC.
CRD#: 24066 / SEC#: , 8-40894
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
