Cary P. Green

GREEN ERA FINANCIAL LLC

CLEARWATER, FL

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CRD#: 7143357

Professional summary

Cary Peter Green, who also goes by Cary Green, is a registered financial advisor currently at GREEN ERA FINANCIAL LLC located in Clearwater, Florida.

Cary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Cary has worked at 3 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cary Green

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Cary Green, Sole Proprietor; Insurance Agent; 12/2018; Sales of insurance products and services; Clearwater, FL; Hrs. Work Monthly: 8 / Sec Trading Hrs: 8 Cary Green INC / 1220-Present / Investment Related: No / 1100 Cleveland St. Apt 204, Clearwater, FL 33755 / Owner& CEO / Marketing, HR, and other services to Cary Green, Life & Health Insurance / Hrs. Work Monthly: 10 / Sec Trading Hrs: 0 / Manage Business C of S / 01/18-Present / Investment Related: No / 210 S Fort Harrison Ave. Clearwater FL 33756 / FSM / Church / Hrs. Work Monthly: 5 / Sec Trading Hrs: 0 / Help guide individuals to select courses and spiritual counseling to help them better their life. I don't receive and money form the individuals. The church will give me 10% of whatever the courses or counseling the person purchases. Bettr; 11/2022; non investment related; Clearwater, FL; referral partner; Work Monthly: 10 / Sec Trading Hrs: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cary Peter Green's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 29, 2022 - Present

GREEN ERA FINANCIAL LLC

RIA

CRD#: 324150

CLEARWATER, FL

Past

November 13, 2021 - May 16, 2022

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

Clearwater, FL

Past

October 13, 2021 - May 16, 2022

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

Clearwater, FL

Past

July 3, 2019 - September 10, 2021

MARGO PARK FINANCIAL

RIA

CRD#: 169375

Los Angeles, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/17/2023)

IAR

Florida
(2/8/2023)

IAR

Louisiana
(2/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/13/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/13/2019

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 11/13/2021

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 9/8/2021

Securities Industry Essentials Examination

Current Firm

GREEN ERA FINANCIAL LLC

CRD#: 324150 / SEC#:

California

Registered Investment Advisory firm - (2/17/2023 Approved)

Florida

Registered Investment Advisory firm - (2/8/2023 Approved)

Louisiana

Registered Investment Advisory firm - (2/10/2025 Approved)

Texas

Registered Investment Advisory firm - (10/8/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Clearwater, FL

Mailing Address

Phone number

(727) 210-5211

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	97
AUM (Assets Under Management)	$ 12,917,975

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cary P. Green

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cary Peter Green's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREEN ERA FINANCIAL LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

MARGO PARK FINANCIAL

State Registrations and Notice Filings

Exams

Series 63

Date: 11/13/2021

Series 65

Date: 6/13/2019

Series 6TO

Date: 11/13/2021

SIE

Date: 9/8/2021

Current Firm

GREEN ERA FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GREEN ERA FINANCIAL LLC

TRUST BUT VERIFY

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