Dominic F. Recchia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dominic Francis Recchia, who also goes by Dom Recchia, was a registered financial professional .
Dominic is a previously registered financial professional and started their career in finance in 2020. Dominic had worked at 2 firms and has passed the Series 66, Series 57TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2020 - November 6, 2023
NETWORK 1 FINANCIAL ADVISORS INC.
February 27, 2020 - November 6, 2023
NETWORK 1 FINANCIAL SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 10/12/2020
Securities Trader ExamSeries 7TO
Date: 2/27/2020
General Securities Representative ExaminationCurrent Firm
NETWORK 1 FINANCIAL ADVISORS INC.
CRD#: 121239 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 80 |
| AUM (Assets Under Management) | $ 40,940,154 |
Red Flags
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