Michael R. Cuozzo
Professional summary
Michael Randolf Cuozzo is a registered financial advisor currently at CONDOR CAPITAL WEALTH MANAGEMENT located in Washington, District Of Columbia.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Michael has worked at 3 firms and has passed the Series 66, Series 6TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Randolf Cuozzo's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 18, 2022 - Present
CONDOR CAPITAL WEALTH MANAGEMENT
Office #2: 1973 Washington Valley Road, Martinsville, NJ 08836-2053September 24, 2021 - January 31, 2022
CETERA WEALTH SERVICES, LLC
January 31, 2020 - August 26, 2021
PRUCO SECURITIES, LLC.
August 10, 2019 - August 26, 2021
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
CONDOR CAPITAL WEALTH MANAGEMENT
CRD#: 104920 / SEC#: 801-33145
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/11/2024)
(3/18/2022)
(10/31/2023)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 8/10/2019
General Securities Representative ExaminationCurrent Firm
CONDOR CAPITAL WEALTH MANAGEMENT
CRD#: 104920 / SEC#: 801-33145
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,216 |
| AUM (Assets Under Management) | $ 1,996,405,279 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 02/27/2025 | ||
| 10/26/2023 | ||
| 12/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
