TC
Trinity R. Critelli
INVESTORS MOSAIC
Ilion, NY
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CRD#: 7142769
TC
Professional summary
Trinity Rose Critelli is a registered financial advisor currently at INVESTORS MOSAIC located in Ilion, New York.
Trinity is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Trinity has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SOFTBALL INSTRUCTOR POSITION: Softball Instructor NATURE: Instructed youth on proper softball mechanics throughout a three day clinic operated by local community college (MVCC). INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/25/2023 ADDRESS: 404 S Frankfort St, Frankfort NY 13340, United States DESCRIPTION: Instructed youth on proper softball mechanics throughout a three day clinic operated by local community college (MVCC). 2. ADVANCED GROUP FINANCIAL SERVICES POSITION: Registered Assistant/Financial Paraplanner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/2023 ADDRESS: 2508 Genesee St, Utica NY 13502, United States DESCRIPTION: Employed by Advanced Group Financial Services as a Registered Assistant/Financial Paraplanner.
CRS (Client Relationship Summary) - RIA
Click below to view Trinity Rose Critelli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 29, 2025 - Present
INVESTORS MOSAIC
RIA
CRD#: 168619
Ilion, NY
Past
August 23, 2024 - December 31, 2024
INVESTORS MOSAIC
RIA
CRD#: 168619
Ilion, NY
Past
March 10, 2023 - May 21, 2024
OSAIC WEALTH, INC.
RIA
CRD#: 23131
UTICA, NY
Past
March 10, 2022 - May 21, 2024
OSAIC WEALTH, INC.
BD
CRD#: 23131
UTICA, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IM
INVESTORS MOSAIC
INVESTORS MOSAIC | INVESTORS MOSAIC, LLC. | INVESTORS MOSAIC, LLC
CRD#: 168619 / SEC#: 801-130393
RIA
Registered Investment Advisory firm - (5/31/2024 Approved)North Carolina
Registered Investment Advisory firm - (7/31/2024 Terminated)Texas
Registered Investment Advisory firm - (7/31/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(5/29/2025)
IAR
North Carolina(5/29/2025)
IAR
Texas(5/29/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/10/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
IM
INVESTORS MOSAIC
INVESTORS MOSAIC | INVESTORS MOSAIC, LLC. | INVESTORS MOSAIC, LLC
CRD#: 168619 / SEC#: 801-130393
RIA
Registered Investment Advisory firm - (5/31/2024 Approved)North Carolina
Registered Investment Advisory firm - (7/31/2024 Terminated)Texas
Registered Investment Advisory firm - (7/31/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Durham, NC
Mailing Address
Phone number
(617) 272-0006
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 142 |
| AUM (Assets Under Management) | $ 148,402,354 |
Red Flags
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