Justin R. Hod

STRATEGIC WEALTH MANAGEMENT GROUP

New York, NY 10019

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CRD#: 7142712

Professional summary

Justin Roy Hod, who also goes by Justin Hod, is a registered financial advisor currently at STRATEGIC WEALTH MANAGEMENT GROUP located in New York, New York and MAY CAPITAL GROUP, L.L.C. located in New York, New York.

Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Justin has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Justin Hod

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

May Capital Group, L.L.C.; Investment-related; 1776 Broadway, Suite 1900, New York, NY 10019; Broker-dealer; Registered Representative; start date: 10/17/2024; 5% of my time devoted to this business; all during trading hours; I provided assistance, where needed, on existing 401K accounts.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Roy Hod's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 21, 2021 - Present

STRATEGIC WEALTH MANAGEMENT GROUP

Office #1: 1776 Broadway Suite 1900, New York, NY 10019

RIA

CRD#: 125882

New York, NY

Current

October 17, 2024 - Present

MAY CAPITAL GROUP, L.L.C.

Office #1: 1776 Broadway Suite 1900, New York, NY 10019

CRD#: 37081

New York, NY

Past

June 26, 2024 - September 25, 2024

MAY CAPITAL GROUP, L.L.C.

CRD#: 37081

NEW YORK, NY

Past

September 30, 2019 - September 27, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

August 28, 2019 - September 27, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC WEALTH MANAGEMENT GROUP

STRATEGIC ADVISORS LLC | STRATEGIC WEALTH MANAGEMENT GROUP

CRD#: 125882 / SEC#: 801-64228

RIA

Registered Investment Advisory firm - (5/16/2005 Approved)

New York

Registered Investment Advisory firm - (5/19/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/21/2021)

IAR

Texas
(3/27/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/27/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/26/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/25/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

STRATEGIC WEALTH MANAGEMENT GROUP

STRATEGIC ADVISORS LLC | STRATEGIC WEALTH MANAGEMENT GROUP

CRD#: 125882 / SEC#: 801-64228

RIA

Registered Investment Advisory firm - (5/16/2005 Approved)

New York

Registered Investment Advisory firm - (5/19/2005 Terminated)

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Contact information

Main Address

1776 Broadway Suite 1900, New York, NY 10019

Mailing Address

Phone number

(212) 489-0100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SWMG ADV PART 2A BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	850
AUM (Assets Under Management)	$ 758,261,588

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Justin R. Hod

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Roy Hod's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAY CAPITAL GROUP, L.L.C.

MAY CAPITAL GROUP, L.L.C.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

STRATEGIC WEALTH MANAGEMENT GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 9/27/2019

Series 7TO

Date: 6/26/2024

SIE

Date: 7/25/2019

FINRA

Current Firm

STRATEGIC WEALTH MANAGEMENT GROUP

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC WEALTH MANAGEMENT GROUP

TRUST BUT VERIFY

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