Simon T. Tiu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Simon Takman Tiu, who also goes by Simon Tiu, was a registered financial professional .
Simon is a previously registered financial professional and started their career in finance in 2020. Simon had worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2020 - January 11, 2024
QATALYST PARTNERS LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 10/19/2020
Investment Banking Registered Representative ExaminationCurrent Firm
QATALYST PARTNERS LP
CRD#: 147251 / SEC#: , 8-67887
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| QATALYST GROUP LP | LIMITED PARTNER | |
| BOUTROS, GEORGE FOUAD | CHIEF EXECUTIVE OFFICER | 1567861 |
| DILULLO, JASON A | PRESIDENT | 2378805 |
| PALMER, SALLY GRACE | CHIEF COMPLIANCE OFFICER | 1524061 |
| QATALYST MANAGEMENT LLC | GENERAL PARTNER | |
| QUATTRONE, FRANK PETER | EXECUTIVE CHAIRMAN | 1312126 |
| TAN, MICHAEL JEN-KAI | FINOP/CHIEF FINANCIAL OFFICER | 6014199 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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