SS

Siddharth Sekhar

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CRD#: 7142414
SS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Siddharth Sekhar, who also goes by Sid Sekhar, was a registered financial professional .

Siddharth is a previously registered financial professional and started their career in finance in 2019. Siddharth had worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Sid Sekhar

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 29, 2024 - August 13, 2024

VISTIA CAPITAL, LLC

BD
CRD#: 311342
LONE TREE, CO
Past

August 12, 2019 - July 15, 2021

TRUIST SECURITIES, INC.

BD
CRD#: 6271
ATLANTA, GA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 3/30/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam

Current Firm


VC
VISTIA CAPITAL, LLC
VISTIA CAPITAL, LLC

CRD#: 311342 / SEC#: , 8-70643

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
202 6th Street, Suite 303, Castle Rock, CO 80104
Mailing Address
202 6th Street, Suite 303, Castle Rock, CO 80104
Phone number
(720) 738-1742
Established
Delaware since 07/13/2020
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
GM417 HOLDINGS, INC.MEMBER
HAYES, SUSAN ANNFINOP/PFO/POO/CFO2856326
MOSES, GARY LEECEO/DESIGNATED PRINCIPAL7074013
ROBERTS, DANIEL ANTHONYCCO2208120
RODRIGUEZ DE ALMEIDA, PABLO ULISESREGISTERED PRINCIPAL7155564

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VISTIA CAPITAL, LLC

CRD#: 311342

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