Jake H. Traub
Professional summary
Jake H Traub, who also goes by Jake Traub, is a registered financial professional currently at GLOBAL LEISURE PARTNERS, LLC located in New York, New York.
Jake is registered as a RR (Registered Representative) and started their career in finance in 2020. Jake has worked at 3 firms and has passed the Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jake H Traub's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2023 - Present
GLOBAL LEISURE PARTNERS, LLC
Office #1: 445 Park Avenue 17th Floor, New York, NY 10022August 23, 2022 - March 2, 2023
COWEN AND COMPANY
October 2, 2020 - August 25, 2022
ROTHSCHILD & CO US INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 10/2/2020
Investment Banking Registered Representative ExaminationFINRA
Current Firm
GLOBAL LEISURE PARTNERS, LLC
CRD#: 134435 / SEC#: , 8-66837
Contact information
FINRA licenses (32 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLOBAL LEISURE PARTNERS LLP | SHAREHOLDER/MEMBER | |
| DENEY, RICHARD LEE | PRINCIPAL/ELECTED MANAGER | 1014351 |
| HARMS, LINDSAY NEGREANN MRS | DIRECTOR /MANAGING MEMBER | |
| HARMS, MARK WILLIAM BRUCE | CCO/AMLCO/MANAGING MEMBER | 1731456 |
| HARMS, MARK WILLIAM BRUCE | CEO/ DIRECTOR/MANAGING MEMBER | 1731456 |
| SPALEVIC, MAJA | FINOP/CFO/ ELECTED MANAGER | 5985299 |
Red Flags
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