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KL

Kevin H. Lam

AGE WISELY FINANCIAL
WILMINGTON, DE
Some features on this profile are disabled
CRD#: 714200
KL

Professional summary

Kevin Hor Lam is a registered financial advisor currently at AGE WISELY FINANCIAL located in Wilmington, Delaware.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Kevin has worked at 7 firms and has passed the Series 63, Series 3, Series 7 and Series 5 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Hor Lam's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 7, 2024 - Present

AGE WISELY FINANCIAL

RIA
CRD#: 331644
WILMINGTON, DE
Past

June 20, 2002 - May 12, 2011

MACQUARIE ALLEGIANCE CAPITAL, LLC

RIA
CRD#: 120653
HUNTINGTON BEACH, CA
Past

February 14, 1989 - October 17, 1994

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613
Past

October 9, 1984 - April 16, 1985

LEPERCQ, DE NEUFLIZE & CO. INCORPORATED

BD
CRD#: 14309
Past

September 17, 1984 - May 2, 1985

LN SECURITIES, INC.

BD
CRD#: 2554
Past

September 29, 1982 - September 24, 1984

BECKER PARIBAS INCORPORATED

BD
CRD#: 7635
Past

January 24, 1980 - October 22, 1982

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Delaware
(10/7/2024)
IAR
Texas
(9/5/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/8/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 7/19/1989
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 2/11/1989
General Securities Representative Examination
General Industry/Product Exam
RR
Series 5
Date: 6/15/1982
Interest Rate Options Examination

Current Firm

AW
AGE WISELY FINANCIAL
AGE WISELY FINANCIAL | AGE WISELY FINANCIAL LLC

CRD#: 331644 / SEC#:

Delaware
Registered Investment Advisory firm - (7/22/2024 Approved)
Texas
Registered Investment Advisory firm - (8/20/2025 Conditional Restricted)
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Contact information

Main Address
Wilmington, DE
Mailing Address
Phone number
(818) 290-1278
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

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Company Information

AGE WISELY FINANCIAL

CRD#: 331644Wilmington, DE

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