Joel B. Kantor

PINNACLE INVESTMENT ADVISORS

Tulsa, OK 74120

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CRD#: 714198

Professional summary

Joel Bernard Kantor is a registered financial advisor currently at PINNACLE INVESTMENT ADVISORS located in Tulsa, Oklahoma.

Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Joel has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MIMOSA TREE CAPITAL PARTNERS, MIMOSA TREE INVESTMENTS I,II, & III ARE BASED AT 4504 SOUTH LOUISVILLE, TULSA, OK 74135. MR. KANTOR IS PARTNER/MANAGER OF THESE ENTITIES SINCE MARCH, 2000 THAT PROVIDE ANGEL AND VENTURE CAPITAL INVESTING. MR. KANTOR SPENDS FIVE TO TEN HOURS PER MONTH ON THESE ACTIVITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Bernard Kantor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 16, 2019 - Present

PINNACLE INVESTMENT ADVISORS

Office #1: 1616 East 15th Street, Tulsa, OK 74120

RIA

CRD#: 108086

Tulsa, OK

Past

June 10, 2005 - December 31, 2018

NATIVE AMERICAN FUND ADVISORS LLC

RIA

CRD#: 108149

TULSA, OK

Past

October 21, 1998 - November 23, 2005

AMERITRUST INVESTMENT ADVISORS INC

RIA

CRD#: 108589

TULSA, OK

Past

June 13, 1996 - September 14, 1998

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

July 31, 1993 - July 2, 1996

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

January 13, 1992 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

March 7, 1988 - January 15, 1992

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

May 5, 1981 - March 10, 1988

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

Past

June 23, 1980 - May 14, 1981

FIRST STATE FINANCIAL, INC.

CRD#: 6108

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PINNACLE INVESTMENT ADVISORS

PINNACLE HOLDINGS LLC | PINNACLE INVESTMENT ADVISORS LLC | PINNACLE INVESTMENT ADVISORS | PINNACLE HOLDINGS, LLC

CRD#: 108086 / SEC#: 801-57298

RIA

Registered Investment Advisory firm - (2/29/2000 Approved)

Oklahoma

Registered Investment Advisory firm - (5/21/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(5/16/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/4/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/15/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/21/1980

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 9/12/1980

Registered Options Principal Examination

Current Firm

PINNACLE INVESTMENT ADVISORS

PINNACLE HOLDINGS LLC | PINNACLE INVESTMENT ADVISORS LLC | PINNACLE INVESTMENT ADVISORS | PINNACLE HOLDINGS, LLC

CRD#: 108086 / SEC#: 801-57298

RIA

Registered Investment Advisory firm - (2/29/2000 Approved)

Oklahoma

Registered Investment Advisory firm - (5/21/2010 Terminated)

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Contact information

Main Address

1616 East 15th Street, Tulsa, OK 74120

Mailing Address

Phone number

(918) 582-6864

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PINNACLE INVESTMENT ADVISORS 4TH QUARTER 2024 BROCHURE (10/8/2025)

Regulatory assets under management

Total Number of Accounts	468
AUM (Assets Under Management)	$ 455,171,633

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/06/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joel B. Kantor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Bernard Kantor's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIVE AMERICAN FUND ADVISORS LLC

AMERITRUST INVESTMENT ADVISORS INC

WELLS FARGO CLEARING SERVICES, LLC

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

UBS FINANCIAL SERVICES INC.

KIDDER, PEABODY & CO. INCORPORATED

FIRST STATE FINANCIAL, INC.

Primary Firm SEC Registration

PINNACLE INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/4/1991

Series 63

Date: 3/15/1983

Series 7

Date: 6/21/1980

Series 4

Date: 9/12/1980

Current Firm

PINNACLE INVESTMENT ADVISORS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PINNACLE INVESTMENT ADVISORS

TRUST BUT VERIFY

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