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JL

James J. Leyden

CVC FUNDING
NEW YORK, NY 10153
Some features on this profile are disabled
CRD#: 7141864
JL
James Joseph LeydenCVC FUNDING

Professional summary

James Joseph Leyden, who also goes by James Joseph Leyden IV, Jamie Leyden, is a registered financial professional currently at CVC FUNDING, LLC located in New York, New York.

James is registered as a RR (Registered Representative) and started their career in finance in 2019. James has worked at 4 firms and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.

Aliases

James Joseph Leyden Iv | Jamie Leyden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Joseph Leyden's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 6, 2026 - Present

CVC FUNDING, LLC

Office #1: 767 Fifth Avenue 14th Floor, New York, NY 10153
BD
CRD#: 277056
NEW YORK, NY
Past

April 15, 2024 - February 28, 2025

MOELIS & COMPANY LLC

BD
CRD#: 145115
NEW YORK, NY
Past

November 8, 2020 - April 14, 2024

AVIDITI FINANCIAL, LLC

BD
CRD#: 309026
New York, NY
Past

August 12, 2019 - October 16, 2020

TRUIST SECURITIES, INC.

BD
CRD#: 6271
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/6/2026)
RR
Connecticut
(7/6/2026)
RR
District of Columbia
(7/6/2026)
RR
Florida
(7/6/2026)
RR
Georgia
(7/6/2026)
RR
Illinois
(7/6/2026)
RR
Indiana
(7/6/2026)
RR
Louisiana
(7/6/2026)
RR
Maryland
(7/6/2026)
RR
Massachusetts
(7/6/2026)
RR
Michigan
(7/6/2026)
RR
Minnesota
(7/6/2026)
RR
Nebraska
(7/6/2026)
RR
New York
(7/6/2026)
RR
North Carolina
(7/6/2026)
RR
Ohio
(7/7/2026)
RR
Pennsylvania
(7/6/2026)
RR
South Carolina
(7/6/2026)
RR
Tennessee
(7/6/2026)
RR
Texas
(7/6/2026)
RR
Virginia
(7/6/2026)
RR
West Virginia
(7/6/2026)
RR
Wisconsin
(7/6/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/16/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/26/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/12/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/5/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CF
CVC FUNDING, LLC
CVC CAPITAL MARKETS | CVC FUNDING, LLC | CVC CREDIT PARTNERS 712, LLC

CRD#: 277056 / SEC#: , 8-69650

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
767 Fifth Avenue 14th Floor, New York, NY 10153
Mailing Address
767 Fifth Avenue 14th Floor, New York, NY 10153
Phone number
(212) 506-3858
Established
Delaware since 06/03/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CVC CREDIT PARTNERS, LLCMANAGING MEMBER138528
HASSAN, HUWAIDACHIEF COMPLIANCE OFFICER4991095
RUTITSKIY, DMITRIYFINOP6117665
SQUIRE, ROBERT JOHNCEO/ PRESIDENT6367973

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CVC FUNDING, LLC

CRD#: 277056New York, NY 10153

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