Jacob I. Duke
RIVERTREE WEALTH
LITTLE ROCK, AR 72205
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CRD#: 7141860
Professional summary
Jacob Ivan Duke, CFP®, who also goes by Jacob Duke, is a registered financial advisor currently at RIVERTREE WEALTH located in Little Rock, Arkansas.
Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Jacob has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jacob Duke
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Jacob Duke investment-related 415 N. McKinley St., Suite 1047, Little Rock, AR 72205 insurance Licensed Insurance Agent 4/1/2023 2 hours per month 0 hours during trading Run quotes for clients that need a term life or disability policy. Assist in getting the policy placed if the client decides to purchase a policy.
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Ivan Duke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
March 14, 2024 - Present
RIVERTREE WEALTH
Office #1: 415 N. Mckinley St. Suite 1047, Little Rock, AR 72205RIA
CRD#: 329595
LITTLE ROCK, AR
Past
June 24, 2019 - June 19, 2024
APPLIED CAPITAL LLC
RIA
CRD#: 166175
LITTLE ROCK, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RIVERTREE WEALTH
RIVERTREE WEALTH | RIVERTREE WEALTH LLC
CRD#: 329595 / SEC#: 801-134383
RIA
Registered Investment Advisory firm - (9/22/2025 Approved)Arizona
Registered Investment Advisory firm - (9/23/2025 Terminated)Arkansas
Registered Investment Advisory firm - (9/30/2025 Terminated)California
Registered Investment Advisory firm - (10/23/2025 Terminated)Georgia
Registered Investment Advisory firm - (9/23/2025 Terminated)Louisiana
Registered Investment Advisory firm - (9/23/2025 Terminated)Texas
Registered Investment Advisory firm - (9/23/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(3/14/2024)
IAR
Texas(10/30/2024)
Current Firm
RW
RIVERTREE WEALTH
RIVERTREE WEALTH | RIVERTREE WEALTH LLC
CRD#: 329595 / SEC#: 801-134383
RIA
Registered Investment Advisory firm - (9/22/2025 Approved)Arizona
Registered Investment Advisory firm - (9/23/2025 Terminated)Arkansas
Registered Investment Advisory firm - (9/30/2025 Terminated)California
Registered Investment Advisory firm - (10/23/2025 Terminated)Georgia
Registered Investment Advisory firm - (9/23/2025 Terminated)Louisiana
Registered Investment Advisory firm - (9/23/2025 Terminated)Texas
Registered Investment Advisory firm - (9/23/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
415 N. Mckinley St. Suite 1047, Little Rock, AR 72205
Mailing Address
Phone number
(501) 500-0893
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 549 |
| AUM (Assets Under Management) | $ 108,559,260 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RIVERTREE WEALTH
CRD#: 329595Little Rock, AR 72205TRUST BUT VERIFY
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