Jill Bogart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jill Bogart, who also goes by Suzanna Jill Bogart, Jill Bogart Carroll, Jill Bogart Ihle, Jill Bogart Walters, Jill Bogart Wilson, was a registered financial professional .
Jill is a previously registered financial professional and started their career in finance in 1980. Jill had worked at 15 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2012 - November 21, 2013
HORNOR, TOWNSEND & KENT, LLC
November 25, 2009 - December 13, 2010
SECURIAN FINANCIAL SERVICES, INC.
November 19, 2009 - December 13, 2010
SECURIAN FINANCIAL SERVICES, INC.
September 12, 2008 - September 30, 2009
SECURIAN FINANCIAL SERVICES, INC.
September 11, 2008 - September 30, 2009
SECURIAN FINANCIAL SERVICES, INC.
May 14, 2007 - April 17, 2008
SECURIAN FINANCIAL SERVICES, INC.
May 10, 2007 - April 17, 2008
SECURIAN FINANCIAL SERVICES, INC.
May 19, 2005 - December 20, 2005
CAPITAL FINANCIAL SERVICES, INC.
August 27, 2004 - May 5, 2005
BRECEK & YOUNG ADVISORS, INC.
April 1, 2004 - May 5, 2005
BRECEK & YOUNG ADVISORS, INC.
April 4, 2003 - November 20, 2003
BOK FINANCIAL SECURITIES, INC.
April 2, 2003 - November 20, 2003
BOK FINANCIAL SECURITIES, INC.
February 10, 1998 - April 2, 2003
MOMENTUM INDEPENDENT NETWORK INC.
July 17, 1997 - April 2, 2003
MOMENTUM INDEPENDENT NETWORK INC.
November 6, 1996 - August 6, 1997
CULLUM & SANDOW SECURITIES, INC.
November 28, 1995 - October 30, 1996
CETERA INVESTMENT SERVICES LLC
June 1, 1995 - November 16, 1995
GEARY SECURITIES, INC.
June 28, 1993 - June 1, 1995
STIFEL, NICOLAUS & COMPANY, INCORPORATED
March 5, 1986 - June 23, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 4, 1985 - February 26, 1985
PATTERSON ICENOGLE, INC.
May 10, 1983 - February 13, 1984
KIDDER, PEABODY & CO. INCORPORATED
March 18, 1981 - September 17, 1981
MORGAN STANLEY DW INC.
October 31, 1980 - March 2, 1981
A. G. EDWARDS & SONS, INC.
August 19, 1980 - November 17, 1980
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
