EW
Edward H. Welbourn
CANTOR FITZGERALD & CO.
Baltimore, MD 21202
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CRD#: 714185
EW
Professional summary
Edward Hambleton Welbourn III, who also goes by Edward H Welbourn III, Edward H Welbourn, Ned Welbourn, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Baltimore, Maryland.
Edward is registered as a RR (Registered Representative) and started their career in finance in 1980. Edward has worked at 7 firms and has passed the Series 63, Series 52TO, SIE, Series 15, Series 5 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Edward H Welbourn Iii | Edward H Welbourn | Ned Welbourn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Edward Hambleton Welbourn III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 28, 2010 - Present
CANTOR FITZGERALD & CO.
Office #1: One East Pratt Street Suite 805, Baltimore, MD 21202BD
CRD#: 134
Baltimore, MD
Past
June 1, 2009 - July 21, 2010
MORGAN STANLEY
RIA
CRD#: 149777
LUTHERVILLE, MD
Past
June 1, 2009 - July 21, 2010
MORGAN STANLEY
BD
CRD#: 149777
LUTHERVILLE, MD
Past
June 24, 1998 - September 1, 1998
SALOMON BROTHERS INC.
BD
CRD#: 740
NEW YORK, NY
Past
January 1, 1994 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
LUTHERVILLE, MD
Past
July 31, 1993 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
LUTHERVILLE, MD
Past
September 11, 1987 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
November 18, 1980 - September 11, 1987
THOMSON MCKINNON SECURITIES INC.
BD
CRD#: 829
Past
August 20, 1980 - December 11, 1980
ALEX. BROWN & SONS INCORPORATED
BD
CRD#: 20
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/31/2023)
RR
Colorado(6/29/2010)
RR
Delaware(3/26/2013)
RR
District of Columbia(6/29/2010)
RR
Florida(6/28/2010)
RR
Georgia(6/29/2010)
RR
Idaho(9/14/2018)
RR
Illinois(9/14/2018)
RR
Kentucky(6/29/2010)
RR
Maine(6/28/2010)
RR
Maryland(6/28/2010)
RR
Massachusetts(6/29/2010)
RR
New Hampshire(11/4/2011)
RR
New Jersey(11/12/2010)
RR
New York(6/28/2010)
RR
North Carolina(6/28/2010)
RR
Oklahoma(9/14/2018)
RR
Oregon(9/14/2018)
RR
Pennsylvania(6/29/2010)
RR
Rhode Island(4/10/2017)
RR
South Carolina(3/2/2018)
RR
Tennessee(6/28/2010)
RR
Texas(1/13/2015)
RR
Virginia(6/28/2010)
RR
West Virginia(6/29/2010)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 15
Date: 2/22/1983
Foreign Currency Options ExaminationGeneral Industry/Product Exam
RR
Series 5
Date: 1/25/1982
Interest Rate Options ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
CANTOR FITZGERALD & CO.
CANTOR DIRECT A DIVISION OF CANTOR FITZGERALD & CO. | CANTOR, FITZGERALD & CO., INC. | CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
110 East 59th Street 4th Floor, New York, NY, 10022
Mailing Address
110 East 59th Street 4th Floor, New York, NY, 10022
Phone number
(212) 938-5000
Established
New York since 09/25/1992
Firm type
Partnership
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
