AC
Allison E. Cooper
COOPER PLANS LLC
LOUISVILLE, KY 40222
Some features on this profile are disabled
CRD#: 7141577
AC
Professional summary
Allison E Cooper, who also goes by Allison E Cooper, Allison Elkins Cooper, Allison Cooper, is a registered financial advisor currently at COOPER PLANS LLC located in Louisville, Kentucky.
Allison is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Allison has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Allison E Cooper | Allison Elkins Cooper | Allison Cooper
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 2% OWNER, D.C. CORPORATION, 1400 DRAGON ST, DALLAS, TEXAS, 75207, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 07/07/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, N/A, INTEREST INHERITED FROM MOTHER. IT IS A PASSIVE INVESTMENT. INVESTMENT RELATED. NO CONFLICT OF INTEREST. 2. 3.703% OWNER, CST WORLDWIDE, 1400 DRAGON ST., DALLAS, , TEXAS, 75207, UNITED STATES OF AMERICA, FINANCIAL SERVICES BUSINESS, START DATE: 07/07/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, N/A, INTEREST INHERITED FROM MOTHER. IT IS A PASSIVE INVESTMENT. INVESTMENT RELATED. NO CONFLICT OF INTEREST. 3. J LLOYD ENTERPRISES, 409 WENDOVER LOUISVILLE, KENTUCKY, 40207, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 07/07/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, N/A, INTEREST INHERITED FROM MOTHER. IT IS A PASSIVE INVESTMENT. INVESTMENT RELATED. NO CONFLICT OF INTEREST. 4. Allison Elkins Cooper is a CPA and an independent licensed insurance agent; ADDRESS: 10200 FOREST GREEN BLVD STE 112, LOUISVILLE, KY 40223; START DATE: 05/2021, HOURS PER MONTH: 0-5; HOURS DURING SECURITIES TRADING HOURS: 0-5, N/A; INVESTMENT RELATED; NO CONFLICT OF INTEREST 5. SOLE PROPRIETOR, COOPER LAW, LLC, ADDRESS: 10200 FOREST GREEN BLVD STE 112, LOUISVILLE, KY 40223; REMOTE - OPERATES VIRTUALLY , KENTUCKY, INDIANA, OHIO, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 04/01/2024, HOURS PER MONTH: 0-160, HOURS DURING SECURITIES TRADING HOURS: 0-8, I PROVIDE ESTATE PLANNING LEGAL SERVICES INCLUDING WILLS, TRUSTS, AND RELATED MATTERS THROUGH A SOLO REMOTE LAW PRACTICE. DUTIES INCLUDE CLIENT CONSULTATIONS, DRAFTING, LEGAL RESEARCH, BACKGROUND INVESTIGATIONS USING LEXISNEXIS AND ADMINISTRATIVE TASKS. NOT INVESTMENT RELATED. AS BOTH A SOLO ESTATE PLANNING ATTORNEY AND SOLO FINANCIAL PLANNER, THERE MAY BE OCCASIONAL OVERLAP IN CLIENTELE. HOWEVER, I MAINTAIN STRICT PROFESSIONAL BOUNDARIES BETWEEN THE TWO BUSINESSES. EACH SERVICE IS GOVERNED BY A SEPARATE ENGAGEMENT LETTER, WITH CLEAR DISCLOSURE OF THE SCOPE OF SERVICES, COMPENSATION, AND ANY POTENTIAL CONFLICTS. CLIENTS ARE FREE TO ENGAGE ONE SERVICE WITHOUT ANY OBLIGATION TO ENGAGE THE OTHER. THIS STRUCTURE IS DESIGNED TO ENSURE TRANSPARENCY, AVOID CONFLICTS OF INTEREST, AND SERVE CLIENTS' BEST INTERESTS IN EACH CAPACITY. 6. Redhead Wealth; Is the advisory affiliate principal control person: Yes; Legal name: Redhead Wealth, LLC; Is control related person: Yes; Is related person or RIA under common control: Yes; Is the related person registered with a foreign financial regulatory authority: No; Entail service on board of directors for a publicly traded company: No; Is the business investment related: Yes; Location: 9200 Shelbyville Road Louisville KY 40222 United States; Start date with business: 2025-09-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 0;
CRS (Client Relationship Summary) - RIA
Click below to view Allison E Cooper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 6, 2025 - Present
COOPER PLANS LLC
Office #1: 9200 Shelbyville Road #600, Louisville, KY 40222RIA
CRD#: 334860
LOUISVILLE, KY
Past
October 19, 2023 - April 3, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
LOUISVILLE, KY
Past
October 17, 2023 - April 3, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
LOUISVILLE, KY
Past
May 25, 2021 - May 12, 2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
Louisville, KY
Past
May 24, 2021 - May 12, 2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
POUGHKEEPSIE, NY
Past
September 20, 2019 - April 17, 2020
MORGAN STANLEY
RIA
CRD#: 149777
LOUISVILLE, KY
Past
August 23, 2019 - April 17, 2020
MORGAN STANLEY
BD
CRD#: 149777
LOUISVILLE, KY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(8/6/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/23/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
CP
COOPER PLANS LLC
COOPER PLANS LLC | COOPER PLANS, LLC
CRD#: 334860 / SEC#:
Kentucky
Registered Investment Advisory firm - (8/6/2025 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
9200 Shelbyville Road #600, Louisville, KY 40222
Mailing Address
Phone number
(502) 523-6325
Established
Firm type
Fiscal year end
# of Employees
1
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COOPER PLANS LLC
CRD#: 334860Louisville, KY 40222TRUST BUT VERIFY
Monitor Allison Cooper
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
