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Allison E Cooper

CRD# 7141577·Registered 2019 - 2025
Previously Registered: Being a previously registered professional could mean that Allison is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Allison E Cooper, who also goes by Allison E Cooper, Allison Elkins Cooper, Allison Cooper, was a registered financial advisor. Allison was a previously registered financial professional and started their career in finance 2019 - 2025. Allison had worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Allison E Cooper, Allison Elkins Cooper, Allison Cooper

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

COOPER PLANS LLC·CRD# 334860
RIA
Louisville, KY
August 6, 2025 - December 10, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Louisville, KY
October 19, 2023 - April 3, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Louisville, KY
October 17, 2023 - April 3, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
RIA
Louisville, KY
May 25, 2021 - May 12, 2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Poughkeepsie, NY
May 24, 2021 - May 12, 2023
MORGAN STANLEY·CRD# 149777
RIA
Louisville, KY
September 20, 2019 - April 17, 2020
MORGAN STANLEY·CRD# 149777
BD
Louisville, KY
August 23, 2019 - April 17, 2020

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Current Firm

CP
COOPER PLANS LLC

COOPER PLANS LLC | COOPER PLANS, LLC

CRD#: 334860

Contact Information

Main Address

9200 Shelbyville Road #600, Louisville, KY 40222

Phone Number

(502) 523-6325

# of Employees

1

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 2% OWNER, D.C. CORPORATION, 1400 DRAGON ST, DALLAS, TEXAS, 75207, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 07/07/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, N/A, INTEREST INHERITED FROM MOTHER. IT IS A PASSIVE INVESTMENT. INVESTMENT RELATED. NO CONFLICT OF INTEREST. 2. 3.703% OWNER, CST WORLDWIDE, 1400 DRAGON ST., DALLAS, , TEXAS, 75207, UNITED STATES OF AMERICA, FINANCIAL SERVICES BUSINESS, START DATE: 07/07/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, N/A, INTEREST INHERITED FROM MOTHER. IT IS A PASSIVE INVESTMENT. INVESTMENT RELATED. NO CONFLICT OF INTEREST. 3. J LLOYD ENTERPRISES, 409 WENDOVER LOUISVILLE, KENTUCKY, 40207, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 07/07/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, N/A, INTEREST INHERITED FROM MOTHER. IT IS A PASSIVE INVESTMENT. INVESTMENT RELATED. NO CONFLICT OF INTEREST. 4. Allison Elkins Cooper is a CPA and an independent licensed insurance agent; ADDRESS: 10200 FOREST GREEN BLVD STE 112, LOUISVILLE, KY 40223; START DATE: 05/2021, HOURS PER MONTH: 0-5; HOURS DURING SECURITIES TRADING HOURS: 0-5, N/A; INVESTMENT RELATED; NO CONFLICT OF INTEREST 5. SOLE PROPRIETOR, COOPER LAW, LLC, ADDRESS: 10200 FOREST GREEN BLVD STE 112, LOUISVILLE, KY 40223; REMOTE - OPERATES VIRTUALLY , KENTUCKY, INDIANA, OHIO, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 04/01/2024, HOURS PER MONTH: 0-160, HOURS DURING SECURITIES TRADING HOURS: 0-8, I PROVIDE ESTATE PLANNING LEGAL SERVICES INCLUDING WILLS, TRUSTS, AND RELATED MATTERS THROUGH A SOLO REMOTE LAW PRACTICE. DUTIES INCLUDE CLIENT CONSULTATIONS, DRAFTING, LEGAL RESEARCH, BACKGROUND INVESTIGATIONS USING LEXISNEXIS AND ADMINISTRATIVE TASKS. NOT INVESTMENT RELATED. AS BOTH A SOLO ESTATE PLANNING ATTORNEY AND SOLO FINANCIAL PLANNER, THERE MAY BE OCCASIONAL OVERLAP IN CLIENTELE. HOWEVER, I MAINTAIN STRICT PROFESSIONAL BOUNDARIES BETWEEN THE TWO BUSINESSES. EACH SERVICE IS GOVERNED BY A SEPARATE ENGAGEMENT LETTER, WITH CLEAR DISCLOSURE OF THE SCOPE OF SERVICES, COMPENSATION, AND ANY POTENTIAL CONFLICTS. CLIENTS ARE FREE TO ENGAGE ONE SERVICE WITHOUT ANY OBLIGATION TO ENGAGE THE OTHER. THIS STRUCTURE IS DESIGNED TO ENSURE TRANSPARENCY, AVOID CONFLICTS OF INTEREST, AND SERVE CLIENTS' BEST INTERESTS IN EACH CAPACITY. 6. Redhead Wealth; Is the advisory affiliate principal control person: Yes; Legal name: Redhead Wealth, LLC; Is control related person: Yes; Is related person or RIA under common control: Yes; Is the related person registered with a foreign financial regulatory authority: No; Entail service on board of directors for a publicly traded company: No; Is the business investment related: Yes; Location: 9200 Shelbyville Road Louisville KY 40222 United States; Start date with business: 2025-09-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 0;

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2019About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Aug 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2019About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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