Elliot ". Paul
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elliot "ej" Paul, who also goes by Elliot Jay Paul, was a registered financial professional .
Elliot is a previously registered financial professional and started their career in finance in 1980. Elliot had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2014 - December 31, 2015
ARCHON ADVISORY CORPORATION
March 22, 2007 - January 14, 2008
ADVANTAGE CAPITAL CORPORATION
January 30, 2007 - January 14, 2008
ADVANTAGE CAPITAL CORPORATION
January 3, 2005 - February 2, 2005
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 5, 1999 - December 31, 2004
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 25, 1988 - December 21, 1998
ADVANTAGE CAPITAL CORPORATION
September 4, 1985 - December 31, 2005
WARTON ARCHON FINANCIAL ADVISORS
May 15, 1984 - August 22, 1988
FIRST AFFILIATED SECURITIES, INC.
August 20, 1980 - April 27, 1984
STIFEL, NICOLAUS & COMPANY, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ARCHON ADVISORY CORPORATION
CRD#: 170603 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
