Teresa H. Cherry

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CRD#: 714139

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Teresa Helen Cherry, CFP®, who also goes by Teresa Helen Wojcik, was a registered financial professional .

Teresa is a previously registered financial professional and started their career in finance in 1980. Teresa had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Teresa Helen Wojcik

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: NONE INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED BRANCH NATURE OF BUSINESS: TRUST SERIVCES POSITION/TITLE/RELATIONSHIP: TRUSTEE START DATE: 2009 APX NUMBER OF HOURS PER WEEK: 1/2 APX NUMBER OF HOURS DURING TRADING HOURS: 1/2 BRIEF DESCRIPTION OF DUTIES: TRUSTEE FOR THE KAREN DONNELLY IRA PRESERVATION TRUST. NOT THE AGENT OF RECORD FOR THIS TRUST; 2. NAME OF OTHER BUSINESS: CHERRY AND ASSOCIATES INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED BRANCH NATURE OF BUSINESS: TAX POSITION/TITLE/RELATIONSHIP: OWNER START DATE: 1983 APX NUMBER OF HOURS PER WEEK: VARIES DEPENDING ON THE SEASON APX NUMBER OF HOURS DURING TRADING HOURS: VARIES DEPENDING ON THE SEASON BRIEF DESCRIPTION OF DUTIES: PREPARE TAX RETURNS; 3. NAME OF OTHER BUSINESS: FAMILY WEALTH COLLECTIVE INVESTMENT RELATED: NO ADDRESS: 728 NORTHWEST HWY, #140, FOX RIVER GROVE, IL 60021 NATURE OF BUSINESS: MARKETING AND PROJECT MANAGEMENT START DATE: 03/2019 POSITION/TITLE/RELATIONSHIP: OWNER/LIFE COACH APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: LIFE COACHING SERVICES AND COORDINATION OF MARKETING ACTIVITIES. 4. NAME OF OTHER BUSINESS: WEALTH DESIGN NETWORK INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED BRANCH NATURE OF BUSINESS: FINANCIAL SERVICES POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR/AGENT START DATE: 2011 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: OFFERS SECURITIES AND FIXED LIFE, ANNUITIES AND LTC; 5.NAME OF OTHER BUSINESS: RT VENTURES INVESTMENT RELATED: NO ADDRESS: 728 NORTHWEST HWY, #140, FOX RIVER GROVE, IL 60021 NATURE OF BUSINESS: PUBLISHING START DATE: 03/2019 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK:10 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: PARTNER INVOLVED IN PACKAGING AND MARKETING OF MATERIALS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1997

Experience

Past

June 29, 2023 - December 31, 2023

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

BARRINGTON, IL

Past

February 18, 2011 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

BARRINGTON, IL

Past

February 18, 2011 - December 31, 2023

CETERA WEALTH SERVICES, LLC

CRD#: 13572

CHICAGO, IL

Past

January 6, 2004 - February 11, 2011

QA3 FINANCIAL LLC

RIA

CRD#: 104957

CHICAGO, IL

Past

January 2, 2002 - February 11, 2011

QA3 FINANCIAL CORP.

CRD#: 14754

CHICAGO, IL

Past

July 21, 1999 - December 21, 2001

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

January 20, 1987 - October 1, 1999

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

BOSTON, MA

Past

October 23, 1984 - December 19, 1986

SECURITIES NETWORK, INC.

CRD#: 8671

Past

November 18, 1983 - October 19, 1984

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774

Past

August 20, 1980 - November 16, 1983

CAPITAL SECURITIES INVESTMENT CORPORATION

CRD#: 5606

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/22/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/16/1980

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/28/1984

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 3/19/1982

Registered Options Principal Examination

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Teresa H. Cherry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

CETERA WEALTH SERVICES, LLC

WATERSTONE FINANCIAL GROUP, INC.

SECURITIES NETWORK, INC.

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CAPITAL SECURITIES INVESTMENT CORPORATION

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/22/1988

SIE

Date: 10/1/2018

Series 7

Date: 8/16/1980

Series 24

Date: 11/28/1984

Series 4

Date: 3/19/1982

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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