Timothy J. Reyna
CERRO PACIFIC WEALTH ADVISORS | Wealth Advisor
San Luis Obispo, CA 93401
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CRD#: 7141293
Professional summary
Timothy J Reyna, who also goes by Timothy James Reyna, Tim Reyna, is a registered financial advisor currently at CERRO PACIFIC WEALTH ADVISORS, LLC located in San Luis Obispo, California.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Timothy has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Biography
Timothy Reyna is a financial professional dedicated to guiding individuals towards financial success.
Tim graduated from the University of Arizona where he earned a degree in Law and Legal Studies before embarking on what has become a rewarding career in the financial services industry. Having earned the prestigious Certified Financial Planner™ certificate in 2022, demonstrating his commitment to excellence in wealth management.
Prior to joining Cerro Pacific Wealth Advisors, Tim garnered extensive experience as a Wealth Advisor for Charles Schwab, where he assisted clients in navigating a diverse range of wealth management topics. From investment strategies to retirement planning, Tim's guidance is characterized by his dedication to understanding each client's unique financial goals and crafting tailored solutions to meet their needs.
“My favorite aspect of the job is the relationships we build with our clients. As an advocate for my clients, I emphasize the importance of the lifelong effort they've invested in building their financial security. I find fulfillment in guiding them toward understanding how to effectively enjoy and utilize their wealth during retirement, ensuring they can experience the fruits of their labor with peace of mind and fulfillment.”
Originally from Arizona, Tim and McKenzie have embraced a new chapter in San Luis Obispo, where they continue to build their lives together. Committed to giving back, Tim has actively supported Junior Achievement of Arizona, a charity close to his heart, dedicated to empowering youth with essential financial literacy and entrepreneurial skills. “Growing up in a Hispanic household, talking about finances and money was sort of a taboo topic per say. As I entered university and then the workforce, I was quick to notice my lack of financial literacy put me at a disadvantage. As I worked to close this gap, I realized I was now in a position to help others and provide financial literacy access to youth in my community.” Tim looks forward to working alongside Junior Achievement chapters in his new community.
With his comprehensive knowledge, unwavering dedication, and passion for making a difference, Tim epitomizes excellence in both his professional and personal endeavors.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Timothy James Reyna | Tim Reyna
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) ARIZONA STATE REFEREE ADMINISTRATION| NOT INVESTMENT RELATED| PHOENIX, ARIZONA | START DATE 06/24/2019 | SPORTS - PHYSICAL RECREATION| SOCCER REFEREE | LESS THAN 20 HOURS PER MONTH | NONE DURING TRADING HOURS| OVERSEE FIELD AND EQUIPMENT CONDITIONS AND OFFICIATE SOCCER GAMES; (2) ARIZONA INTERSCHOLASTIC ASSOCIATION | NOT INVESTMENT RELATED | PHOENIX, ARIZONA | START DATE 11/21/2022 | CONTRACTOR, SOCCER REFEREE FOR ARIZONA HIGH SCHOOL SOCCER MATCHES | LESS THAN 20 HOURS PER MONTH | NONE DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy J Reyna's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2024 - Present
CERRO PACIFIC WEALTH ADVISORS, LLC
Office #1: 733 Marsh St. Suite #110, San Luis Obispo, CA 93401RIA
CRD#: 310825
San Luis Obispo, CA
Past
August 30, 2021 - March 22, 2024
SCHWAB WEALTH ADVISORY, INC.
RIA
CRD#: 159035
Phoenix, AZ
Past
October 30, 2020 - March 28, 2023
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Phoenix, AZ
Past
October 11, 2019 - March 22, 2024
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Phoenix, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CERRO PACIFIC WEALTH ADVISORS, LLC
CERRO PACIFIC WEALTH ADVISORS, LLC | PLACEHOLDER LLC
CRD#: 310825 / SEC#: 801-119640
RIA
Registered Investment Advisory firm - (10/16/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/18/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/11/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
CP
CERRO PACIFIC WEALTH ADVISORS, LLC
CERRO PACIFIC WEALTH ADVISORS, LLC | PLACEHOLDER LLC
CRD#: 310825 / SEC#: 801-119640
RIA
Registered Investment Advisory firm - (10/16/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
733 Marsh St. Suite #110, San Luis Obispo, CA 93401
Mailing Address
Phone number
(805) 457-3300
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 846 |
| AUM (Assets Under Management) | $ 558,119,008 |
Red Flags
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Company Information
CERRO PACIFIC WEALTH ADVISORS, LLC
Wealth AdvisorCRD#: 310825San Luis Obispo, CA 93401TRUST BUT VERIFY
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Contact information
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