HE
Hayden A. Ess
IRIDESCENT CAPITAL MANAGEMENT
PHOENIX, AZ
Some features on this profile are disabled
CRD#: 7141275
HE
Professional summary
Hayden Alexander Ess, who also goes by Hayden A Ess, is a registered financial advisor currently at IRIDESCENT CAPITAL MANAGEMENT located in Phoenix, Arizona.
Hayden is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Hayden has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO, Series 3 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Hayden A Ess
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
- Name of other business: Iridescent Tax Management LLC - Investment-related: No - Address: 1942 W Busoni Pl Phoenix, AZ 85023 - Nature of the other business: Tax Preparation Services - Position/title/duties: Owner - Start date: 01/2025 - Approximate number of hours/month devoted to the other business: 10 - Number of hours devoted during securities trading hours: 0 - Name of other business: 1942 W Busoni Pl Holdings LLC - Investment-related: No - Address: 1942 W Busoni Pl Phoenix, AZ 85023 - Nature of the other business: Rental Property - Position/title/duties: Property Owner and Manager - Start date: 09/2023 - Approximate number of hours/month devoted to the other business: 2 - Number of hours devoted during securities trading hours: 0 - Name of other business: Annexus - Investment-related: Yes - Address: 1445 Ross Ave 40th Floor, Dallas, TX 75202 - Nature of the other business: Insurance Distribution - Position/title/duties: Product Manager - Start date: 02/2023 - Approximate number of hours/month devoted to the other business: 160 - Number of hours devoted during securities trading hours: 4.5 - Name of other business: 2226 E Huntington Dr Holdings LLC - Investment-related: No - Address: 1942 W Busoni Pl Phoenix, AZ 85023 - Nature of the other business: Rental Property - Position/title/duties: Property Owner and Manager - Start date: 10/2021 - Approximate number of hours/month devoted to the other business: 2 - Number of hours devoted during securities trading hours: 0 - Name of other business: All Pro DJs - Investment-related: No - Address: 1942 W Busoni Pl Phoenix, AZ 85023 - Nature of the other business: DJ Services - Position/title/duties: Wedding DJ - Start date: 01/2016 - Approximate number of hours/month devoted to the other business: 16 - Number of hours devoted during securities trading hours: 0
CRS (Client Relationship Summary) - RIA
Click below to view Hayden Alexander Ess's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 2, 2025 - Present
IRIDESCENT CAPITAL MANAGEMENT
RIA
CRD#: 334988
PHOENIX, AZ
Past
October 21, 2019 - February 2, 2021
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Phoenix, AZ
Past
October 11, 2019 - February 2, 2021
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Phoenix, AZ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(4/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
IC
IRIDESCENT CAPITAL MANAGEMENT
IRIDESCENT CAPITAL MANAGEMENT | IRIDESCENT CAPITAL MANAGEMENT LLC
CRD#: 334988 / SEC#:
Arizona
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Contact information
Main Address
Phoenix, AZ
Mailing Address
Phone number
(928) 606-6102
Established
Firm type
Fiscal year end
# of Employees
1
0
Red Flags
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