Ronald P. Devries
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Peter Devries JR, who also goes by Ron Devries, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1980. Ronald had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2019 - May 20, 2022
VINING-SPARKS IBG, LLC
May 21, 2008 - May 8, 2019
WILLIAM BLAIR
November 1, 2004 - September 22, 2006
JEFFERIES LLC
September 8, 2004 - November 1, 2004
BONDS DIRECT SECURITIES LLC
April 1, 1999 - July 7, 2004
BANC ONE CAPITAL MARKETS, INC.
December 23, 1997 - April 1, 1999
BANC ONE CAPITAL MARKETS, INC.
February 28, 1997 - June 25, 1997
ALEX. BROWN & SONS INCORPORATED
June 25, 1991 - January 20, 1997
ABN AMRO SECURITIES LLC
August 20, 1980 - May 31, 1991
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
VINING-SPARKS IBG, LLC
CRD#: 27502 / SEC#: , 8-43150
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
Red Flags
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