Patrick E. Knoell
Professional summary
Patrick Emilian Knoell, who also goes by Patrick E Knoell, is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in New York, New York.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1980. Patrick has worked at 12 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 5, Series 7, Series 10, Series 9, Series 53 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Emilian Knoell's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 6, 2013 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 88 Pine Street 25th Floor, New York, NY 10005October 19, 2012 - October 28, 2013
SANTANDER US CAPITAL MARKETS LLC
January 9, 2012 - March 7, 2013
PIERPONT CAPITAL ADVISORS LLC
January 3, 2008 - January 9, 2012
MORGAN KEEGAN & COMPANY, LLC
January 11, 2006 - July 6, 2007
NEWEDGE USA, LLC
July 1, 2004 - January 18, 2006
UBS FINANCIAL SERVICES INC.
June 18, 2004 - January 18, 2006
UBS FINANCIAL SERVICES INC.
July 19, 2000 - June 22, 2004
WEDBUSH SECURITIES INC.
February 8, 1996 - July 12, 2000
KFS BD, INC.
January 11, 1996 - February 2, 1996
KFS BD, INC.
August 24, 1994 - January 19, 1996
GRUNTAL & CO., L.L.C.
August 21, 1990 - August 23, 1994
UBS FINANCIAL SERVICES INC.
February 15, 1988 - September 17, 1990
LEHMAN BROTHERS INC.
October 7, 1985 - February 15, 1988
E. F. HUTTON & COMPANY INC
August 22, 1980 - October 14, 1985
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/14/2013)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 5
Date: 12/11/1982
Interest Rate Options ExaminationSeries 8
Date: 1/23/1991
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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