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MH

Margaret A. Hendrix

CHURCHILL FINANCIAL
LOUISVILLE, KY 40222
Some features on this profile are disabled
CRD#: 714092
MH

Professional summary


Margaret Ann Hendrix, who also goes by Margaret Ann Black, Maggie Hendrix, is a registered financial professional currently at CHURCHILL FINANCIAL, LLC located in Louisville, Kentucky.

Margaret is registered as a RR (Registered Representative) and started their career in finance in 1980. Margaret has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Margaret Ann Black | Maggie Hendrix

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Margaret Ann Hendrix's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 19, 1997 - Present

CHURCHILL FINANCIAL, LLC

Office #1: 312 Whittington Parkway Suite 201, Louisville, KY 40222Office #2: 312 Whittington Parkway, Suite 201, Louisville, KY 40222
BD
CRD#: 39462
LOUISVILLE, KY
Past

August 22, 1980 - July 1, 1997

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/16/1998)
RR
California
(12/18/1997)
RR
Michigan
(3/25/2010)
RR
Oregon
(1/7/2008)
RR
Texas
(1/19/2016)
RR
Washington
(8/8/2008)

Exams


State Security Law Exam
RR
Series 63
Date: 9/6/1980
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CF
CHURCHILL FINANCIAL, LLC
CHURCHILL FINANCIAL, LLC

CRD#: 39462 / SEC#: , 8-48724

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
312 Whittington Parkway, Suite 201 Suite 201, Louisville, KY 40222
Mailing Address
312 Whittington Parkway, Suite 201, Louisville, KY 40222
Phone number
(502) 895-3535
Established
Kentucky since 07/13/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
7

FINRA licenses (26 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
COARTNEY, STACY WAYNEPRESIDENT1804607
HUNTER, JOHN JOSEPHVICE PRESIDENT2671636
CULLINAN, BRIAN LEWISSHAREHOLDER
CULLINAN, ROYDEN KEITH JRSHAREHOLDER
MULLIS, ALESIA AMELIACHIEF COMPLIANCE OFFICER2808635

Regulatory assets under management


Total Number of Accounts219
AUM (Assets Under Management)$ 281,569,253

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CHURCHILL FINANCIAL, LLC

CRD#: 39462Louisville, KY 40222

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