Spencer D. Ader
Professional summary
Spencer David Ader, CFP®, who also goes by Spencer D. Ader, Spencer Ader, is a registered financial advisor currently at KEY CAPITAL MANAGEMENT, INC. located in Hendersonville, Tennessee.
Spencer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Spencer has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Spencer David Ader's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2023 - Present
KEY CAPITAL MANAGEMENT, INC.
Office #1: 181 East Main St. Suite #7, Hendersonville, TN 37075May 19, 2021 - December 12, 2022
FOUNDATIONS INVESTMENT ADVISORS LLC
October 5, 2020 - April 12, 2021
SIMPLICITY WEALTH
September 30, 2019 - July 1, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 26, 2019 - July 1, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
KEY CAPITAL MANAGEMENT, INC.
CRD#: 173773 / SEC#: 801-126114
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/2/2023)
(1/25/2023)
Exams
Series 7TO
Date: 8/26/2019
General Securities Representative ExaminationCurrent Firm
KEY CAPITAL MANAGEMENT, INC.
CRD#: 173773 / SEC#: 801-126114
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,324 |
| AUM (Assets Under Management) | $ 392,952,016 |
Red Flags
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