William G. Richardson
Professional summary
William G Richardson, CLU®, who also goes by Will Richardson, William Griffiths Richardson, William Richardson, is a registered financial professional currently at CAPLIGHT MARKETS LLC located in San Francisco, California.
William is registered as a RR (Registered Representative) and started their career in finance in 2019. William has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William G Richardson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2026 - Present
CAPLIGHT MARKETS LLC
Office #1: 531 Howard Street 4th Floor, San Francisco, CA 94105July 2, 2025 - June 22, 2026
EMERSON EQUITY LLC
July 18, 2022 - June 27, 2025
ELEVATION, LLC
May 18, 2021 - June 27, 2022
MORGAN STANLEY
May 18, 2021 - June 27, 2022
MORGAN STANLEY
November 12, 2019 - March 26, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 4, 2019 - March 26, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2026)
(6/30/2026)
(6/30/2026)
(6/30/2026)
Exams
Series 7TO
Date: 9/4/2019
General Securities Representative ExaminationFINRA
Current Firm
CAPLIGHT MARKETS LLC
CRD#: 103970 / SEC#: , 8-52440
Contact information
FINRA licenses (6 States and Territories)
Red Flags
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Company Information
CAPLIGHT MARKETS LLC
CRD#: 103970San Francisco, CA 94105TRUST BUT VERIFY
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