Matthew M. Burks

E.F. HUTTON & CO. LLC

New York, NY

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CRD#: 7140615

Professional summary

Matthew Michael Burks, who also goes by Matthew Michael Burks, is a registered financial professional currently at E.F. HUTTON & CO. LLC located in New York, New York.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2020. Matthew has worked at 3 firms and has passed the Series 66, Series 79TO, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Matthew Michael Burks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 1/26/2021 - GiiG Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 6/5/2019 - 160 Hours Per Month/100 Hours During Securities Trading. 2. 5/17/2021 - Glidewell Investments and Insurance Group Incorporated - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date: 5/14/2021 - 10 Hours Per Month/10 Hours During Securities Trading. 3. 03/11/2022 - GiiG Wealth Management, Inc. - DBA: Glidewell Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/10/2022 - 200 Hours Per Month/140 Hours During Securities Trading

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Michael Burks's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 17, 2025 - Present

E.F. HUTTON & CO. LLC

CRD#: 322687

New York, NY

Past

June 6, 2025 - October 15, 2025

SPARTAN CAPITAL SECURITIES, LLC

CRD#: 146251

NEW YORK, NY

Past

July 7, 2020 - December 5, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

Missoula, MT

Past

June 3, 2020 - November 25, 2022

LPL FINANCIAL LLC

CRD#: 6413

Missoula, MT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/30/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 6/6/2025

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7TO

Date: 6/3/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/4/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

E.F. HUTTON & CO. LLC

E.F. HUTTON & CO. LLC | WH CAPITAL LLC

CRD#: 322687 / SEC#: , 8-70957

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

745 Fifth Avenue 34th Floor & Ph, New York, NY 10151

Mailing Address

745 Fifth Avenue 34th Floor & Ph, New York, NY 10151

Phone number

(917) 855-5924

Established

New Mexico since 06/29/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CRAPPS, WILLIAM HAYWOOD JR	CO-CCO, COO, FINOP, PFO, POO	4189289
RALLO, JOSEPH THOMAS	CEO	5184862
SWANSTON, DUNCAN BOSWELL	PRESIDENT	5402343
UPADHYAY, SNEHA	CO-CCO	7596256

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew M. Burks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Michael Burks's CRS (Customer Relationship Summary).

Certified licenses

Experience

E.F. HUTTON & CO. LLC

SPARTAN CAPITAL SECURITIES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/30/2020

Series 79TO

Date: 6/6/2025

Series 7TO

Date: 6/3/2020

SIE

Date: 3/4/2020

FINRA

Current Firm

E.F. HUTTON & CO. LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

E.F. HUTTON & CO. LLC

TRUST BUT VERIFY

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