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Matthew M. Burks

E.F. HUTTON & CO. LLC
New York, NY
Some features on this profile are disabled
CRD#: 7140615
MB

Professional summary

Matthew Michael Burks, who also goes by Matthew Michael Burks, is a registered financial professional currently at E.F. HUTTON & CO. LLC located in New York, New York.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2020. Matthew has worked at 3 firms and has passed the Series 66, Series 7TO, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Matthew Michael Burks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Michael Burks's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 17, 2025 - Present

E.F. HUTTON & CO. LLC

BD
CRD#: 322687
New York, NY
Past

June 6, 2025 - October 15, 2025

SPARTAN CAPITAL SECURITIES, LLC

BD
CRD#: 146251
NEW YORK, NY
Past

July 7, 2020 - December 5, 2022

LPL FINANCIAL LLC

RIA
CRD#: 6413
Missoula, MT
Past

June 3, 2020 - November 25, 2022

LPL FINANCIAL LLC

BD
CRD#: 6413
Missoula, MT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/30/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/2/2026
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 6/6/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/4/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

EH
E.F. HUTTON & CO. LLC
E.F. HUTTON & CO. LLC | WH CAPITAL LLC

CRD#: 322687 / SEC#: , 8-70957

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
745 Fifth Avenue 34th Floor & Ph, New York, NY 10151
Mailing Address
745 Fifth Avenue 34th Floor & Ph, New York, NY 10151
Phone number
(212) 970-3700
Established
New Mexico since 06/29/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
E.F. HUTTON HOLDINGS LLCMEMBER
CRAPPS, WILLIAM HAYWOOD JRCO-CCO4189289
ONESTO, RICHARD ERNESTFINOP/PFO/POO2453096
RALLO, JOSEPH THOMASCEO5184862
ROHM, BRIANCO-CCO5328680
SWANSTON, DUNCAN BOSWELLPRESIDENT5402343

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

E.F. HUTTON & CO. LLC

CRD#: 322687New York, NY

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